PTO/SB/08a Information Disclosure Statement by Applicant

PTO/SB/08a (07-09)
Approved for use through XX/XX/XXXX. OMB 0651-0031
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.

Complete if Known

Substitute for form 1449/PTO

Application Number
Filing Date

INFORMATION DISCLOSURE
STATEMENT BY APPLICANT

First Named Inventor
Art Unit

(Use as many sheets as necessary)

Sheet
Examiner
Initials*

Examiner Name
Attorney Docket Number

of
Document Number

Cite
No.1

U. S. PATENT DOCUMENTS

Publication Date
MM-DD-YYYY

Name of Patentee or
Applicant of Cited Document

Number-Kind Code2 (if known)

Pages, Columns, Lines, Where
Relevant Passages or Relevant
Figures Appear

USUSUSUSUSUSUSUSUSUSUSUSUSUSUSUSUSUSUS-

Examiner
Initials*

Cite
No.1

Foreign Patent Document

FOREIGN PATENT DOCUMENTS

Country Code3 –Number 4 –Kind Code5 (if known)

Examiner
Signature

Publication
Date
MM-DD-YYYY

Name of Patentee or
Applicant of Cited Document

Pages, Columns, Lines,
Where Relevant Passages
Or Relevant Figures Appear

T

6

Date
Considered

*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
considered. Include copy of this form with next communication to applicant. 1 Applicant’s unique citation designation number (optional). 2 See Kinds Codes of
USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by
the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
Translation is attached.
This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Administrative Officer, U.S.
Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.

If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.

Privacy Act Statement
The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
with your submission of the attached form related to a patent application or patent. The United
States Patent and Trademark Office (USPTO) collects this information under authority of 5 CFR
339.205. The information in this system of records is used to manage all records of applicant
including name, citizenship, residence, post office address and other information pertaining to
the applicant's activities in connection with the invention for which a patent is sought.
Statements containing various kinds of information with respect to inventors who are deceased
or incapacitated, or who are unavailable or unwilling to make application for patent.
The information obtain is protected from disclosure to third parties in accordance with the
Privacy Act. However, routine uses of this information may include disclosure to the following: to
law enforcement and investigation in the event that the system of records indicates a violation or
potential violation of law; to a Federal, state, local, or international agency, in response to its
request; to an agency, organization, or individual for the purpose of performing audit or
oversight operations as authorized by law; to non-federal personnel under contract to the
agency; to a court for adjudication and litigation; to the Department of Justice for Freedom of
Information Act (FOIA) assistance; to members of congress working on behalf of an individual; to
the Office of Personnel Management (OPM) for personnel research purposes; to National
Archives and Records Administration for inspection of records; and to the Office of Management
and Budget (OMB)for legislative coordination and clearance. Failure to provide any part of the
requested information may result in an inability to process requests for access and information.
The applicable Privacy Act System of Records Notice for this information is COMMERCE/PATTM-7 Patent Application Files, available at Federal Register /Vol. 78, No. 61 / Friday, March 29,
2013 /Notices 19243. https://www.govinfo.gov/content/pkg/FR-2013-03-29/pdf/2013-07341.pdf