Form PTO/SB/17i Processing Fee under 37 CFR 1.17(i) Transmittal

Patent Processing

sb0017i_Processing fee 1.17(i)_CLEAN 2024-11-20

Processing Fee Under 37 CFR 1.17(i) Transmittal

OMB: 0651-0031

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PTO/SB/17i (01-25)
Approved for use through XX/XX/XXXX. OMB 0651-0031
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.

Application Number

PROCESSING FEE Under
37 CFR 1.17(i)
TRANSMITTAL 



Filing Date
First Named Inventor
Art Unit

(Fees are subject to annual revision)
Send completed form to: Commissioner for Patents, P.O. Box
1450, Alexandria, VA 22313-1450

Examiner Name
Practitioner Docket No.

Enclosed is a paper filed under 37 CFR __________ that requires a processing fee (37 CFR 1.17(i)(1) or (2)).
Payment of $ __________ is enclosed.
This form should be included with the above-mentioned paper and faxed or mailed to the Office using the appropriate Mail Stop, if
applicable. For transmittal of petition fees under 37 CFR 1.17(f), (g) or (h), see form PTO/SB/17p or PTO/AIA/17p, as applicable.
Applicant asserts small entity status. See 37 CFR 1.27.
Applicant certifies micro entity status. See 37 CFR 1.29.

Form PTO/SB/15A or B or equivalent must either be enclosed or have been submitted previously.

Payment of Fees
The Commissioner is hereby authorized to charge the following fees to Deposit Account No. _______________:
processing fee under 37 CFR 1.17(i)(1)

processing fee under 37 CFR 1.17(i)(2)

Check in the amount of $ _______________ is enclosed.

any deficiency of fees and credit of any
overpayments

Payment by USPTO patent electronic filing system.

Payment by credit card (Form PTO-2038 or equivalent is enclosed). Do not provide credit card information on this form.

Processing Fees Under 37 CFR 1.17(i)(1):
Undiscounted Fee $150 (Fee Code 1053)
Small Entity Fee $60 (Fee Code 2053) Micro Entity Fee $30 (Fee Code 3053)
For papers filed under:
§ 1.28(c)(3) - for processing a non-itemized fee deficiency based on an error in small entity status.
§ 1.29(k)(3) - for processing a non-itemized fee deficiency based on an error in micro entity status.
§ 1.41(b) - for supplying the name or names of the inventor or joint inventors in an application without either an application data sheet or
the inventor’s oath or declaration, except in provisional applications.
§ 1.48 - for correcting inventorship, except in provisional applications.
§ 1.52(d) - for processing a nonprovisional application filed with a specification in a language other than English.
§ 1.53(c)(3) - to convert a provisional application filed under § 1.53(c) into a nonprovisional application under § 1.53(b).
§ 1.71(g)(2) - for processing a belated amendment under § 1.71(g).
§ 1.102(e) - for requesting prioritized examination of an application.
§ 1.103(b) - for requesting limited suspension of action, continued prosecution application for a design patent (§ 1.53(d)).
§ 1.103(c) - for requesting limited suspension of action, request for continued examination (§ 1.114).
§ 1.103(d) - for requesting deferred examination of an application.
§ 1.291(c)(5) - for processing a second or subsequent protest by the same real party in interest.
§ 3.81 - for a patent to issue to assignee, assignment submitted after payment of the issue fee.

Processing Fees Under 37 CFR 1.17(i)(2):
Fee $151 (small and micro entity discounts are not available for the 37 CFR 1.17(i)(2) processing fee)
For papers filed under:
§ 1.217 - for processing a redacted copy of a paper submitted in the file of an application in which a redacted copy was submitted
for the patent application publication. FEE CODE 1808
§ 1.221 - for requesting voluntary publication or republication of an application. FEE CODE 1803

SUBMITTED BY
Signature
Name (Print/Type)

Registration No.
(Attorney/Agent)

Telephone
Date

A Federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with an
information collection subject to the requirements of the Paperwork Reduction Act of 1995, unless the information collection has a currently valid OMB Control
Number. The OMB Control Number for this information collection is 0651-0031. Public burden for this form is estimated to average 5 minutes per response,
including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the
information collection. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this
burden to the Chief Administrative Officer, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450 or email
[email protected]. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. If filing this completed form by mail, send to: Commissioner for
Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.

Privacy Act Statement 

The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of
the attached form related to a patent application or patent. The United States Patent and Trademark Office (USPTO)
collects the information in this record under authority of 35 U.S.C. 2. The USPTO’s system of records is used to manage all
applicant and owner information including name, citizenship, residence, post office address, and other information with
respect to inventors and their legal representatives pertaining to the applicant's/owner’s activities in connection with the
invention for which a patent is sought or has been granted. The applicable Privacy Act System of Records Notice for the
information collected in this form is COMMERCE/PAT-TM-7 Patent Application Files, available in the Federal Register at 78
FR 19243 (March 29, 2013). https://www.govinfo.gov/content/pkg/FR-2013-03-29/pdf/2013-07341.pdf
Routine uses of the information in this record may include disclosure to:
1) law enforcement, in the event that the system of records indicates a violation or potential violation of law;
2) a federal, state, local, or international agency, in response to its request;
3) a contractor of the USPTO having need for the information in order to perform a contract;
4) the Department of Justice for determination of whether the Freedom of Information Act (FOIA) requires
disclosure of the record;
5) a Member of Congress submitting a request involving an individual to whom the record pertains, when the
individual has requested the Member’s assistance with respect to the subject matter of the record;
6) a court, magistrate, or administrative tribunal, in the course of presenting evidence, including disclosures to
opposing counsel in the course of settlement negotiations;
7) the Administrator, General Services Administration (GSA), or their designee, during an inspection of records
conducted by GSA under authority of 44 U.S.C. 2904 and 2906, in accordance with the GSA regulations and
any other relevant (i.e., GSA or Commerce) directive, where such disclosure shall not be used to make
determinations about individuals;
8) another federal agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic
Energy Act (42 U.S.C. 218(c));
9) the Office of Personnel Management (OPM) for personnel research purposes; and
10) the Office of Management and Budget (OMB) for legislative coordination and clearance.
If you do not furnish the information requested on this form, the USPTO may not be able to process and/or examine your
submission, which may result in termination of proceedings, abandonment of the application, and/or expiration of the
patent.


File Typeapplication/pdf
File TitleSB/17i Processing Fee under 37 CFR 1.17(i) Transmittal
AuthorUSPTO
File Modified2024-11-20
File Created2015-05-01

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