Form ID - Application for EDGAR Access

Forms and Documents

Document Name	Status
SUPPORTING STATEMENT.Final.Draft.LF12-23-2024.pdf Supporting Statement A	2024-12-27
sec-33_sec_general_information_technology_records.pdf Supplementary Document	2024-11-25
March 22, 2023 EDGAR PIA.pdf Supplementary Document	2024-11-22

IC Document Collections

IC ID	Document Title	Status
34859	Form ID-Application for EDGAR Access	Modified

ICR Details

OMB Control No: 3235-0328	ICR Reference No: 202411-3235-009
Status: Received in OIRA	Previous ICR Reference No: 202409-3235-014
Agency/Subagency: SEC	Agency Tracking No: EBO 270-291
Title: Form ID - Application for EDGAR Access
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 12/27/2024

	Requested	Previously Approved
Expiration Date	36 Months From Approved	02/28/2025
Responses	73,600	66,519
Time Burden (Hours)	44,160	18,578
Cost Burden (Dollars)	0	0

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Abstract: Form ID will be used to determine whether to grant applicants access to EDGAR, and if granted, Form ID will be used to designate specific individuals the applicant authorizes as its account administrator(s) to manage the EDGAR account.

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Authorizing Statute(s): US Code: 15 USC 78c, 78l, 78m, 78n Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78o, 78o-4, 78w, 78ll Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77sss Name of Law: Trust Indenture Act of 1939
   US Code: 15 USC 80a-8, 80a-29, 80a-30, 80a-37 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 77f, 77g, 77h, 77j, 77s(a) Name of Law: Securities Act of 1933
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3235-AM58	Final or interim final rulemaking	89 FR 106168	12/27/2024

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form ID-Application for EDGAR Access

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	73,600	66,519	0	7,081	0	0
Annual Time Burden (Hours)	44,160	18,578	0	25,582	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The final rule and form amendments will result in changes in the burden for Form ID. Form ID must be completed online and submitted to the Commission by individuals, companies, and other organizations that seek access to file electronically on EDGAR. The amendments to Form ID will require an applicant for EDGAR access to undertake certain additional obligations. The amendments to Form ID are designed to harness the benefits of improved technology, and to modernize EDGAR access and management functions. For purposes of the PRA, we estimate that the final amendments will result in an annual increase of 7,081 Form ID filings, an increase of 25,582 burden hours for Form ID, and no change to the cost burden.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/27/2024

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