Form T-6

Forms and Documents

Document	Type	Status	Availability
Form SEC 2275 Form T-6	Form and Instruction	Modified	Missing upstream
2025 06 24_90 FR 26891_3235-0391_30-Day Submission Notice.pdf.pdf	Supplementary Document	Uploaded 2025-06-24	Repair queued
Form T-6.SS.Final.pdf	Supporting Statement A	Uploaded 2025-06-04	Repair queued
2025 03 11_90 FR 11759_3235-0391_60-Day Collection Notice.pdf	Supplementary Document	Uploaded 2025-03-11	Available
February 18, 2025.EDGAR PIA.pdf	Supplementary Document	Uploaded 2025-03-04	Missing upstream

IC Document Collections

IC ID	Collection	Type	Status	Form
34979	Form T-6	Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0391	ICR Reference No: 202502-3235-011
Status: Received in OIRA	Previous ICR Reference No: 202205-3235-015
Agency/Subagency: SEC	Agency Tracking No: CF
Title: Form T-6
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 06/24/2025

	Requested	Previously Approved
Expiration Date	36 Months From Approved	07/31/2025
Responses	1	1
Time Burden (Hours)	4	4
Cost Burden (Dollars)	7,650	5,100

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Abstract: Under the Trust Indenture Act of 1939 (“Act”) a corporation or other person organized under the laws of a foreign government proposing to serve as trustee under a qualified indenture must apply for a determination of eligibility to serve as trustee on Form T-6 (17 CFR 269.9) that is filed with the Securities and Exchange Commission (“Commission”). As required by Section 310(a)(1) of the Act, the foreign trustee must provide evidence that it is authorized to exercise corporate trust powers, and it is subject to supervision or examination by authority of the foreign government or a political subdivision thereof substantially equivalent to supervision or examination applicable to U.S. institutional trustees. In addition, the form requires the foreign trustee to file a report of condition and a written consent to service of process. Additional information required by the form regards possible conflicts of interest, which would disqualify the trustee from serving. This information relates to affiliations with the issuer or its underwriters, any outstanding trusteeships under other indentures of the same issuer, interlocking directorates and similar relationships with the issuer or its underwriters, voting securities of the trustee owned by the issuer or its officials, voting securities of the trustee owned by underwriters of the issuer, securities of the issuer owned or held by the trustee, securities of the underwriters owned or held by the trustee, ownership or holdings by the trustee of voting securities of affiliates of the issuer, and ownership or holdings by the trustee of any securities of a person owning 50% or more of the voting securities of the issuer. The information in the Form T-6 provides a basis for deciding that a foreign trustee is eligible to serve as trustee under an indenture qualified under the Act. If the information contained in the Form T-6 were not collected, the basis for that decision would be unavailable.

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Authorizing Statute(s): US Code: 15 USC 77eee(b)(2) Name of Law: Trust Indenture Act of 1939
   US Code: 15 USC 77iii(b) Name of Law: Trust Indenture Act of 1939
   US Code: 15 USC 77jjj Name of Law: Trust Indenture Act of 1939
   US Code: 15 USC 77sss(a) Name of Law: Trust Indenture Act of 1939
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 11759	03/11/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 26891	06/24/2025
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form T-6	SEC 2275	Form T-6

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1	1	0	0	0	0
Annual Time Burden (Hours)	4	4	0	0	0	0
Annual Cost Burden (Dollars)	7,650	5,100	0	0	2,550	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $131,724,880

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 06/24/2025

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