CARES Act Loan and Payroll Support Programs for Air Carriers and Other Eligible Businesses

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Quarterly Report Closeout Report	Form	New	Available
Q4 2021 Template - 4112 Only	Form	New	Available
Q4 2021 Template - 4003 Only	Form	New	Available
Q4 2021 Template - 4003 and 4112	Form	New	Available
Quarterly Report Closeout Report	Form	Modified	Available
Q4 2021 Template - 4112 Only	Form	Modified	Available
Q4 2021 Template - 4003 Only	Form	Modified	Repair queued
Q4 2021 Template - 4003 and 4112	Form	Modified	Available
PSP3 Withdrawal Agreement	Form and Instruction	Removed	Available
PSP1 Award Recertification	Form and Instruction	Removed	Available
Payroll Support Program 3 Agreements	Form and Instruction	Removed	Available
PSP1 Special Rule	Form and Instruction	Removed	Available
Recall Screenshots	Form and Instruction	Removed	Available
Certification of Recall Notice Requirement - No Involuntary Furloughs	Form and Instruction	Removed	Available
Certification of Recall Notice Requirements - Involuntary Furloughs	Form and Instruction	Removed	Available
Recertification of PSP1 Sworn Financial Statements	Form and Instruction	Removed	Available
Payroll Support Program (PSP1) Recall Waiver Form	Form and Instruction	Removed	Available
Payroll Support Program Extension Agreement - Air Carriers	Form and Instruction	Removed	Available
Payroll Support Program Extension Agreement - Contractors	Form and Instruction	Removed	Available
Payroll Support Program Extension (PSP2) Application (Online Portal)	Form and Instruction	Removed	Available
Payroll Support Program Extension Agreement	Form and Instruction	Removed	Available
Payroll Support Program Extension (PSP2) Application Form	Form	Removed	Available
Withdrawal Agreement	Form and Instruction	Removed	Available
Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Repair queued
1505-0263 SS - CARES Act Loan and Payroll Support and PSP2 and PSP3 4-21-2025.docx	Supporting Statement A	Uploaded 2025-04-28	Available
1505-0263 SS - CARES Act Loan and Payroll Support and PSP2 and PSP3 4-21-2025.docx	Supporting Statement A	Uploaded 2025-04-28	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
275085	Compliance Reporting and Recordkeeping for Compliance Audits	Form	New	Quarterly Report Closeout Report
275085	Compliance Reporting and Recordkeeping for Compliance Audits	Form	New	Q4 2021 Template - 4112 Only
275085	Compliance Reporting and Recordkeeping for Compliance Audits	Form	New	Q4 2021 Template - 4003 Only
275085	Compliance Reporting and Recordkeeping for Compliance Audits	Form	New	Q4 2021 Template - 4003 and 4112
275085	Compliance Reporting and Recordkeeping for Compliance Audits	Other-Screenshots	New
241274	Compliance Reporting and Recordkeeping	Form	Modified	Quarterly Report Closeout Report
241274	Compliance Reporting and Recordkeeping	Form	Modified	Q4 2021 Template - 4112 Only
241274	Compliance Reporting and Recordkeeping	Form	Modified	Q4 2021 Template - 4003 Only
241274	Compliance Reporting and Recordkeeping	Form	Modified	Q4 2021 Template - 4003 and 4112
241274	Compliance Reporting and Recordkeeping	Other-Screenshots	Modified
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	PSP3 Withdrawal Agreement
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	PSP1 Award Recertification
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Payroll Support Program 3 Agreements
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	PSP1 Special Rule
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Recall Screenshots
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Certification of Recall Notice Requirement - No Involuntary Furloughs
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Certification of Recall Notice Requirements - Involuntary Furloughs
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Recertification of PSP1 Sworn Financial Statements
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Payroll Support Program (PSP1) Recall Waiver Form
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Payroll Support Program Extension Agreement - Air Carriers
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Payroll Support Program Extension Agreement - Contractors
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Payroll Support Program Extension (PSP2) Application (Online Portal)
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Payroll Support Program Extension Agreement
241028	Loan and Payroll Support Applications and Agreements	Form	Removed	Payroll Support Program Extension (PSP2) Application Form
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed	Withdrawal Agreement
241028	Loan and Payroll Support Applications and Agreements	Form and Instruction	Removed
241028	Loan and Payroll Support Applications and Agreements	Other-email template	Removed

ICR Details

OMB Control No: 1505-0263	ICR Reference No: 202504-1505-003
Status: Active	Previous ICR Reference No: 202309-1505-001
Agency/Subagency: TREAS/DO	Agency Tracking No:
Title: CARES Act Loan and Payroll Support Programs for Air Carriers and Other Eligible Businesses
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/25/2025
Retrieve Notice of Action (NOA)	Date Received in OIRA: 04/28/2025
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2028	36 Months From Approved	06/30/2025
Responses	170	0	2,801
Time Burden (Hours)	1,598	0	11,902
Cost Burden (Dollars)	0	0	0

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Abstract: The CARES Act authorizes the Secretary of the Treasury to make loans, loan guarantees, and other investments that do not exceed $500 billion in the aggregate to provide liquidity to eligible businesses related to losses incurred as a result of coronavirus. Section 4003(b)(1)-(3) authorizes the Secretary to make loans and loan guarantees available to passenger air carriers and cargo air carriers, as well as certain related businesses, and businesses critical to maintaining national security. While Treasury is no longer accepting loan program or Payroll Support Program (PSP) applications, both programs require ongoing compliance reporting for certain participants, as well as recordkeeping. Specifically, as part of the loan, PSP1, PSP2, and PSP3 agreements, applicants were required to maintain records for a period of five years or more, depending on the agreement type and period of performance, as well as submit compliance reports on a quarterly basis to ensure funding is used in accordance with the agreements and aid statutory reporting requirements.

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Authorizing Statute(s): PL: Pub.L. 116 - 260 401-412 Name of Law: Consolidated Appropriations Act, 2021
   PL: Pub.L. 116 - 136 4112-4113 Name of Law: Coronavirus Aid, Relief, and Economic Security (CARES) Act
   PL: Pub.L. 116 - 136 4003 Name of Law: Coronavirus Aid, Relief, and Economic Security (CARES) Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 8322	01/28/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 17689	04/28/2025
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Compliance Reporting and Recordkeeping	NA, NA, NA, N/A	Q4 2021 Template - 4003 and 4112 ,   Q4 2021 Template - 4003 Only ,   Q4 2021 Template - 4112 Only ,   Quarterly Report Closeout Report
Compliance Reporting and Recordkeeping for Compliance Audits	NA, NA, NA, N/A	Q4 2021 Template - 4003 and 4112 ,   Q4 2021 Template - 4003 Only ,   Q4 2021 Template - 4112 Only ,   Quarterly Report Closeout Report
Loan and Payroll Support Applications and Agreements	n/a, N/A, n/a, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, n/a, n/a, n/a, n/a	Withdrawal Agreement ,   Payroll Support Program Extension (PSP2) Application Form ,   Payroll Support Program Extension Agreement ,   Payroll Support Program Extension (PSP2) Application (Online Portal) ,   Payroll Support Program Extension Agreement - Contractors ,   Payroll Support Program Extension Agreement - Air Carriers ,   Payroll Support Program (PSP1) Recall Waiver Form ,   Recertification of PSP1 Sworn Financial Statements ,   Certification of Recall Notice Requirements - Involuntary Furloughs ,   Certification of Recall Notice Requirement - No Involuntary Furloughs ,   Recall Screenshots ,   PSP1 Special Rule ,   Payroll Support Program 3 Agreements ,   PSP1 Award Recertification ,   PSP3 Withdrawal Agreement

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	170	2,801	0	-2,631	0	0
Annual Time Burden (Hours)	1,598	11,902	0	-10,304	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: This submission is to renew the OMB approval. The changes to burden since the previous approval update estimates to reflect that applications for the programs are no longer accepted, the expiration of quarterly reporting requirements for most PSP recipients and those section 4003 loan recipients that have repaid their loans in full, as well as to segregate work related to ongoing compliance audits.

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Annual Cost to Federal Government: $2,086,964

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Yes

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/28/2025

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