Country Exposure Report and Country Exposure Information Report (FFIEC 009/FFIEC 009a)

Forms and Documents

Document	Type	Status	Availability
Country Exposure Information Report—FFIEC 009a	Form	Modified	Available
Country Exposure Report-FFIEC 009	Form	Modified	Available
BPI Comment Letter FFIEC 009 Final (7-8-2025).pdf	Public Comments	Uploaded 2025-08-20	Available
1557-0100 (FFIEC 009) Supporting Statement - Country Exposure Report Submitted to OMB.docx	Supporting Statement A	Uploaded 2025-08-21	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
200908	Country Exposure Information Report (FFIEC 009a)	Form	Modified	Country Exposure Information Report—FFIEC 009a
200908	Country Exposure Information Report (FFIEC 009a)	Instruction	Modified
20018	Country Exposure Report (FFIEC 009)	Form	Modified	Country Exposure Report-FFIEC 009
20018	Country Exposure Report (FFIEC 009)	Instruction	Modified

ICR Details

OMB Control No: 1557-0100	ICR Reference No: 202508-1557-003
Status: Active	Previous ICR Reference No: 202207-1557-003
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Country Exposure Report and Country Exposure Information Report (FFIEC 009/FFIEC 009a)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/16/2026
Retrieve Notice of Action (NOA)	Date Received in OIRA: 08/21/2025
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2029	36 Months From Approved	01/31/2026
Responses	52	0	56
Time Burden (Hours)	5,312	0	5,504
Cost Burden (Dollars)	0	0	0

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Abstract: These reports are used by the OCC to monitor overseas exposure of U.S. banks in individual countries. The OCC uses the information to analyze trends in overseas lending by individual U.S. banks and the U.S. banking system as a whole. The data are preliminary indicators of relative levels of risk undertaken by individual banks and serve as a crucial tool in the examination process.

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Authorizing Statute(s): US Code: 12 USC 161 Name of Law: The National Bank Act
   US Code: 12 USC 1817 Name of Law: The Federal Deposit Insurance Corporation Act
   US Code: 12 USC 1464 Name of Law: Homeowners Loan Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 19789	05/09/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 40891	08/21/2025
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
Country Exposure Information Report (FFIEC 009a)	N/A	Country Exposure Information Report—FFIEC 009a
Country Exposure Report (FFIEC 009)	N/A	Country Exposure Report-FFIEC 009

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	52	56	0	-4	0	0
Annual Time Burden (Hours)	5,312	5,504	0	-192	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The net reduction in burden of 192 hours was due to two factors. Since the last renewal, there was a reduction in the number of respondents, which reduced total burden by 26 hours. There was also a decrease in the burden per collection due to the respondents reporting fewer items than expected, resulting in a cumulative reduction of 166 hours.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/21/2025

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