Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $250 Billion or More

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
DFAST-14A Summary Schedule	Form and Instruction	Modified	Available
DFAST-14A Scenario Schedule	Form and Instruction	Modified	Available
DFAST-14A Regulatory Capital Instruments Annual Schedule	Form and Instruction	Modified	Available
DFAST-14A OpsRisk Schedule	Form and Instruction	Modified	Available
DFAST-14A Summary Version 7	Form	Modified	Available
DFAST-14A RCI Version 1	Form	Modified	Available
DFAST-14A OpRisk Version 2	Form	Modified	Available
DFAST-14A Summary Schedule	Form and Instruction	Modified	Available
DFAST-14A Scenario Schedule	Form and Instruction	Modified	Available
DFAST-14A Regulatory Capital Instruments Annual Schedule	Form and Instruction	Modified	Available
DFAST-14A OpsRisk Schedule	Form and Instruction	Modified	Available
DFAST-14A Summary Version 7	Form	Modified	Available
DFAST-14A RCI Version 1	Form	Modified	Available
DFAST-14A OpRisk Version 2	Form	Modified	Available
1557-0319 30-Day FRN for Stress Testing Templates (91 FR 5033).pdf	Supplementary Document	Uploaded 2026-03-06	Available
1557-0319 60-Day FRN for Stress Testing Templates (90 FR 54886).pdf	Supplementary Document	Uploaded 2026-03-06	Available
1557-0319 Supporting statement 2026 3.6.26.docx	Supporting Statement A	Uploaded 2026-03-06	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
274055	OCC DFAST-14A (biennially)	Form and Instruction	Modified	DFAST-14A Summary Schedule
274055	OCC DFAST-14A (biennially)	Form and Instruction	Modified	DFAST-14A Scenario Schedule
274055	OCC DFAST-14A (biennially)	Form and Instruction	Modified	DFAST-14A Regulatory Capital Instruments Annual Schedule
274055	OCC DFAST-14A (biennially)	Form and Instruction	Modified	DFAST-14A OpsRisk Schedule
274055	OCC DFAST-14A (biennially)	Form	Modified	DFAST-14A Summary Version 7
274055	OCC DFAST-14A (biennially)	Form	Modified	DFAST-14A RCI Version 1
274055	OCC DFAST-14A (biennially)	Form	Modified	DFAST-14A OpRisk Version 2
274055	OCC DFAST-14A (biennially)	Instruction	Modified
246457	OCC DFAST-14A (annually)	Form and Instruction	Modified	DFAST-14A Summary Schedule
246457	OCC DFAST-14A (annually)	Form and Instruction	Modified	DFAST-14A Scenario Schedule
246457	OCC DFAST-14A (annually)	Form and Instruction	Modified	DFAST-14A Regulatory Capital Instruments Annual Schedule
246457	OCC DFAST-14A (annually)	Form and Instruction	Modified	DFAST-14A OpsRisk Schedule
246457	OCC DFAST-14A (annually)	Form	Modified	DFAST-14A Summary Version 7
246457	OCC DFAST-14A (annually)	Form	Modified	DFAST-14A RCI Version 1
246457	OCC DFAST-14A (annually)	Form	Modified	DFAST-14A OpRisk Version 2
246457	OCC DFAST-14A (annually)	Instruction	Modified

ICR Details

OMB Control No: 1557-0319	ICR Reference No: 202603-1557-002
Status: Received in OIRA	Previous ICR Reference No: 202502-1557-001
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $250 Billion or More
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 03/06/2026

table that charts list comparision

	Requested	Previously Approved
Expiration Date	36 Months From Approved	05/31/2028
Responses	7	7
Time Burden (Hours)	2,881	2,881
Cost Burden (Dollars)	0	0

---

Abstract: Section 165(i)(2) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) requires certain financial companies, including national banks and federal savings associations, to conduct annual stress tests and requires the primary financial regulatory agency of those financial companies to issue regulations implementing the stress test requirements. Under section 165(i)(2), a covered institution is required to submit to the Board of Governors of the Federal Reserve System (Board) and to its primary financial regulatory agency a report at such time, in such form, and containing such information as the primary financial regulatory agency may require.

---

Authorizing Statute(s): PL: Pub.L. 111 - 203 165(i) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  

Citations for New Statutory Requirements: US Code: 12 USC 5365 Name of Law: Economic Growth, Regulatory Relief, and Consumer Protection Act

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 54886	11/28/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	91 FR 5033	02/03/2026
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
OCC DFAST-14A (annually)	N/A, N/A, N/A, N/A, N/A, N/A, N/A	DFAST-14A OpRisk Version 2 ,   DFAST-14A RCI Version 1 ,   DFAST-14A Summary Version 7 ,   DFAST-14A OpsRisk Schedule ,   DFAST-14A Regulatory Capital Instruments Annual Schedule ,   DFAST-14A Scenario Schedule ,   DFAST-14A Summary Schedule
OCC DFAST-14A (biennially)	N/A, N/A, N/A, N/A, N/A, N/A, N/A	DFAST-14A OpRisk Version 2 ,   DFAST-14A RCI Version 1 ,   DFAST-14A Summary Version 7 ,   DFAST-14A OpsRisk Schedule ,   DFAST-14A Regulatory Capital Instruments Annual Schedule ,   DFAST-14A Scenario Schedule ,   DFAST-14A Summary Schedule

---

ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	7	7	0	0	0	0
Annual Time Burden (Hours)	2,881	2,881	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/06/2026

---