SBIC Critical Technologies Supplemental Information

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form SBA Form 1032 Exhibit B - Supplemental Questionnaire	Form	New	Available
Form SBA Form 1032 Exhibit B - Supplemental Questionnaire	Form	New	Repair queued
Form SBA Form 1030 Risk Assessment Supplemental Information	Form and Instruction	New	Repair queued
Form SBA Form 1030 Risk Assessment Supplemental Information	Form and Instruction	New	Repair queued
SBA Form 1030 and 1032 Supporting Statement FINAL.docx	Supporting Statement A	Uploaded 2026-03-05	Available
SBA Form 1030 and 1032 Supporting Statement FINAL.docx	Supporting Statement A	Uploaded 2026-03-05	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
279330	SBIC Critical Technologies Supplemental Information – SBA Form 1030 and 1032	Form	New	Exhibit B - Supplemental Questionnaire
279330	SBIC Critical Technologies Supplemental Information – SBA Form 1030 and 1032	Form	New	Exhibit B - Supplemental Questionnaire
279330	SBIC Critical Technologies Supplemental Information – SBA Form 1030 and 1032	Form and Instruction	New	Risk Assessment Supplemental Information
279330	SBIC Critical Technologies Supplemental Information – SBA Form 1030 and 1032	Form and Instruction	New	Risk Assessment Supplemental Information
279330	SBIC Critical Technologies Supplemental Information – SBA Form 1030 and 1032	Form and Instruction	New

ICR Details

OMB Control No: 3245-0435	ICR Reference No: 202603-3245-002
Status: Active	Previous ICR Reference No:
Agency/Subagency: SBA	Agency Tracking No:
Title: SBIC Critical Technologies Supplemental Information
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/05/2026
Retrieve Notice of Action (NOA)	Date Received in OIRA: 03/05/2026
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2029	36 Months From Approved
Responses	300	0	0
Time Burden (Hours)	150	0	0
Cost Burden (Dollars)	17,772	0	0

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Abstract: SBA Forms 1030 and 1032 provide SBA with the necessary information to make decisions regarding the approval or denial of an applicant for a small business investment company (SBIC) license. SBA uses this information on all individuals and entities associated with an applicant’s general partner, management company, limited partners and third-party service providers and the information on the information on the proposed critical technology or enabling technology and production process of each investment.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 38876	09/12/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	91 FR 10846	03/05/2026
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
SBIC Critical Technologies Supplemental Information – SBA Form 1030 and 1032	SBA Form 1030, SBA Form 1032	Risk Assessment Supplemental Information ,   Exhibit B - Supplemental Questionnaire

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	300	0	0	300	0	0
Annual Time Burden (Hours)	150	0	0	150	0	0
Annual Cost Burden (Dollars)	17,772	0	0	17,772	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new collection of information.

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Annual Cost to Federal Government: $11,370

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/05/2026

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