Form SF-1

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form SEC 2908 Form SF-1	Form and Instruction	Modified	Available
3235-0707_30-Day Submission Notice.pdf.pdf	Supplementary Document	Uploaded 2026-08-18	Available
3235-0707_60-Day Collection Notice.pdf	Supplementary Document	Uploaded 2026-06-08	Available
Form SF-1 Supporting Statement.Final.pdf	Supporting Statement A	Uploaded 2026-06-02	Available
March 6, 2025.EDGAR PIA.pdf	Supplementary Document	Uploaded 2026-05-29	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
208875	Form SF-1	Form and Instruction	Modified	Form SF-1

ICR Details

OMB Control No: 3235-0707	ICR Reference No: 202604-3235-019
Status: Received in OIRA	Previous ICR Reference No: 202308-3235-011
Agency/Subagency: SEC	Agency Tracking No: CF
Title: Form SF-1
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 08/18/2026

table that charts list comparision

	Requested	Previously Approved
Expiration Date	36 Months From Approved	10/31/2026
Responses	7	6
Time Burden (Hours)	2,417	2,072
Cost Burden (Dollars)	4,351,200	2,486,000

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Abstract: The Securities Act of 1933 (the “Securities Act”) was enacted in order to provide full and fair disclosure with respect to publicly offered securities and to prevent fraud in connection with such offerings. The Securities Act carries out this purpose by requiring the filing of a registration statement in connection with public distributions of securities by issuers and their control persons. Schedule A of the Securities Act specifies the general types of information that must be disclosed in registration statements filed with the Securities and Exchange Commission (the “Commission”). The Commission has authority, under Section 19 of the Securities Act, to promulgate rules to carry out the provisions of the Securities Act. Form SF-1 (17 CFR 239.44) is the form used to register an offering of asset-backed securities (“ABS”). The Commission requires ABS issuers to use Form SF-1 for offerings of ABS—rather than Form S-1 (17 CFR 239.11)—because the process, criteria, and disclosure for registered offerings of ABS differs from other types of securities offerings.

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Authorizing Statute(s): US Code: 15 USC 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 77e, 77f, 77g, 77h Name of Law: Securities Act of 1933
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	91 FR 34710	06/08/2026
30-day Notice:	Federal Register Citation:	Citation Date:
	91 FR 53435	08/18/2026
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Form SF-1	SEC 2908	Form SF-1

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ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	7	6	0	0	1	0
Annual Time Burden (Hours)	2,417	2,072	0	0	345	0
Annual Cost Burden (Dollars)	4,351,200	2,486,000	0	0	1,865,200	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in the estimated total annual burden hours of 345 hours and the increase in the estimated total annual cost burden of $1,865,200 are due to an increase in the number of annual Form SF-1 responses (from 6 responses to 7 responses). The increase in the estimated total annual cost burden is due to the Commission’s increase in the estimated cost of outside professionals (from $400 per hour to $600 per hour).

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/18/2026

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