Resolution Readiness Adjustments

Forms and Documents

Document	Type	Status	Availability
SPST – NEW – NPR - AG27 -Assessments Thresholds, Rate Schedules, and Adjustments 91 FR 39794 June 30, 2026.docx	Supporting Statement A	Uploaded 2026-07-02	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
281305	Material change notice		New
281304	Data access capabilities		New
281303	Virtual data room capabilities test		New
281302	Election for resolution readiness adjustment		New

ICR Details

OMB Control No:	ICR Reference No: 202607-3064-001
Status: Received in OIRA	Previous ICR Reference No:
Agency/Subagency: FDIC	Agency Tracking No: 3064-NEW
Title: Resolution Readiness Adjustments
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 07/02/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved
Responses	53	0
Time Burden (Hours)	3,893	0
Cost Burden (Dollars)	0	0

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Abstract: The FDIC is requesting approval to collect information from entities that wish to participate in the resolution readiness adjustment. This includes information to notify the FDIC of a large or highly complex financial institution’s election to participate on the resolution readiness adjustment, information relating to the virtual data room capabilities test, information relating to the data access capabilities test, and a notice of any material change.

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Authorizing Statute(s): US Code: 12 USC 1811 et seq. Name of Law: FDI Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3064-AG27	Proposed rulemaking	91 FR 39794	06/30/2026

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	91 FR 39794	06/30/2026
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

IC Title	Form No.	Form Name
Data access capabilities
Election for resolution readiness adjustment
Material change notice
Virtual data room capabilities test

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	53	0	0	53	0	0
Annual Time Burden (Hours)	3,893	0	0	3,893	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The FDIC is requesting approval to collect information from entities that wish to participate in the resolution readiness adjustment. This includes information to notify the FDIC of a large or highly complex financial institution’s election to participate on the resolution readiness adjustment, information relating to the virtual data room capabilities test, information relating to the data access capabilities test, and a notice of any material change.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/02/2026

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