Availability of OCC Information

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
1557-0200 Supporting Statement for Part 4 NPR - Availavility of OCC Information (8.7.26).docx	Supporting Statement A	Uploaded 2026-08-11	Repair queued
1557-0200 Supporting Statement for Part 4 NPR - Availavility of OCC Information (8.7.26).docx	Supporting Statement A	Uploaded 2026-08-11	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
20082	Availability of OCC Information - 12 CFR Part 4		Modified

ICR Details

OMB Control No: 1557-0200	ICR Reference No: 202608-1557-001
Status: Historical Inactive	Previous ICR Reference No: 202411-1557-001
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Availability of OCC Information
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 09/28/2026
Retrieve Notice of Action (NOA)	Date Received in OIRA: 08/11/2026
Terms of Clearance: OIRA will review the submission again upon finalization of the rule.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2028	36 Months From Approved	01/31/2028
Responses	2	0	2
Time Burden (Hours)	6	0	6
Cost Burden (Dollars)	0	0	0

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Abstract: The OCC is proposing to amend its rules on information disclosure, necessitating a revision to the agency’s existing information collection approval. The OCC’s proposal would clarify the process for obtaining OCC approval to disclose non-public OCC information (NPOI) and allow for the disclosure of confidential supervisory information (CSI) without OCC approval in certain circumstances, provided that applicable safeguards are observed. Specifically, the proposal would permit a supervised entity to disclose CSI without OCC prior approval in six situations, each of which prescribes information collection requirements. For CSI not covered by the six situations and NPOI that is not CSI, the proposal clarifies the current framework, under which the OCC decides on a case-by-case basis whether to permit disclosure and, if so, the applicable safeguards, which also may include information collection requirements. The proposal also clarifies when supervised entities can share CSI with Federal agencies.

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Authorizing Statute(s): US Code: 12 USC 93a Name of Law: The National Bank Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1557-AF50	Proposed rulemaking	91 FR 50610	08/05/2026

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Availability of OCC Information - 12 CFR Part 4

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Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in burden is attributed to an increase in the estimated number of respondents. The OCC’s estimated burden hours reflect total hours associated with retained information collection requirements in part 4, as well as the proposed requirements. In calendar year 2025, the OCC received 102 CSI-related requests. The estimated burden hours are based on those historical requests received, along with a slight increase in anticipated respondents due to the proposed expanded exceptions.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/11/2026

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