Reporting, Recordkeeping, and Disclosure Requirements Associated with the GENIUS Act for the Issuance of Stablecoins by Entities Subject to the Jurisdiction of the OCC

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
1557-NEW GENIUS ACT Final Rule Supporting Statement Submitted to OMB.docx	Supporting Statement A	Uploaded 2026-11-05	Available
The Network Firm LLP.pdf	Public Comments	Uploaded 2026-04-06	Available
Paradigm Operations LP.pdf	Public Comments	Uploaded 2026-05-01	Available
Michael Ravnitzky.pdf	Public Comments	Uploaded 2026-03-01	Available
Metrika.pdf	Public Comments	Uploaded 2026-04-24	Available
Institute of International Bankers.pdf	Public Comments	Uploaded 2026-05-01	Available
Global Legal Entity Identifier Foundation (GLEIF).pdf	Public Comments	Uploaded 2026-04-28	Available
DTI Foundation.pdf	Public Comments	Uploaded 2026-04-29	Available
BitGo Holdings, Inc..pdf	Public Comments	Uploaded 2026-04-13	Available
Basis Protocol.pdf	Public Comments	Uploaded 2026-04-06	Available
BAFT (Bankers Association for Finance and Trade).pdf	Public Comments	Uploaded 2026-04-29	Available
B2BTechnique.pdf	Public Comments	Uploaded 2026-03-28	Available
Auditchain Labs AG.pdf	Public Comments	Uploaded 2026-04-27	Available
1Money Co..pdf	Public Comments	Uploaded 2026-05-01	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
283584	Section 15.32(e)(1) and (2): Ongoing Compliance Disclosure		New
283583	Section 15.22(b): Ongoing Compliance Disclosure		New
283582	Section 15.14(2)(i): Ongoing Compliance Disclosure		New
283581	Section 15.14(l): Ongoing Compliance Disclosure		New
283580	Section 15.12(e): Ongoing Compliance Disclosure		New
283579	Section 15.12(b): Ongoing Compliance Disclosure		New
283578	Section 15.11(e)(1): Ongoing Compliance Disclosure		New
283577	Section 15.41(c)(5): Ongoing Compliance Recordkeeping		New
283576	Section 15.41(a)(2)(ii): Ongoing Compliance Recordkeeping		New
283575	Section 15.22(c): Ongoing Compliance Recordkeeping		New
283574	Section 15.21(b)(2)(i): Ongoing Compliance Recordkeeping		New
283573	Section 15.21(b)(1): Ongoing Compliance Recordkeeping		New
283572	Section 15.15(b)(4)(ii): Ongoing Compliance Recordkeeping		New
283571	Section 15.15(b)(1)(i) and (ii): Ongoing Compliance Recordkeeping		New
283282	Section 15.14(l)(1): Ongoing Compliance Recordkeeping		New
283281	Section 15.14(g): Ongoing Compliance Recordkeeping		New
283280	Section 15.14(f): Ongoing Compliance Recordkeeping		New
283279	Section 15.13(b)(5): Ongoing Compliance Recordkeeping		New
283278	Section 15.13(b)(1), (2), (3), (4), (6), and (8): Ongoing Compliance Recordkeeping		New
283277	Section 15.13(a)(10)(ii)(D): Ongoing Compliance Recordkeeping		New
283276	Section 15.13(a)(6)(i)(D): Ongoing Compliance Recordkeeping		New
283275	Section 15.13(a)(5): Ongoing Compliance Recordkeeping		New
283274	Section 15.13(a)(2): Ongoing Compliance Recordkeeping		New
283273	Section 15.13(a)(1): Ongoing Compliance Recordkeeping		New
283272	Section 15.12(c): Ongoing Compliance Recordkeeping		New
283271	Section 15.11(f)(2): Ongoing Compliance Recordkeeping		New
283270	Section 15.11(f)(1): Ongoing Compliance Recordkeeping		New
283269	Section 15.11(a)(1): Ongoing Compliance Recordkeeping		New
283268	Section 15.42(c)(4): Ongoing Compliance Reporting		New
283267	Section 15.42(c)(2)(i): Ongoing Compliance Reporting		New
283266	Section 15.41(d)(4): Ongoing Compliance Reporting		New
283265	Section 15.41(d)(2): Ongoing Compliance Reporting		New
283264	Section 15.41(d)(1): Ongoing Compliance Reporting		New
283263	Section 15.41(c)(1)(ii): Ongoing Compliance Reporting		New
283262	Section 15.41(c)(1)(i): Ongoing Compliance Reporting		New
283261	Section 15.41(b)(1)(iii): Ongoing Compliance Reporting		New
283260	Section 15.40(c)(5): Ongoing Compliance Reporting		New
283259	Section 15.32(g)(5): Ongoing Compliance Reporting		New
283258	Section 15.32(g)(2): Ongoing Compliance Reporting		New
280334	Section 15.32(e)(3)(iii): Ongoing Compliance Reporting		Modified
280333	Section 15.32(e)(3)(ii) Table: Ongoing Compliance Reporting		Modified
280332	Section 15.32(e)(3)(ii): Ongoing Compliance Reporting		Modified
280331	Section 15.32(e)(3)(i): Ongoing Compliance Reporting		Modified
280330	Section 15.32(b): Ongoing Compliance Reporting		Modified
280329	Section 15.32(a): Ongoing Compliance Reporting		Modified
280328	Section 15.31(b)(2)(ii): Ongoing Compliance Reporting		Modified
280327	Section 15.31(b)(2)(i): Ongoing Compliance Reporting		Modified
280326	Section 15.31(a)(3)(ii)(D)(1): Ongoing Compliance Reporting		Modified
280325	Section 15.30(g)(2): Ongoing Compliance Reporting		Modified
280324	Section 15.30(g)(1): Ongoing Compliance Reporting		Modified
280323	Section 15.30(f)(3): Ongoing Compliance Reporting		Modified
280322	Section 15.30(f)(1): Ongoing Compliance Reporting		Modified
280321	Section 15.30(b): Ongoing Compliance Reporting		Modified
280320	Section 15.30(a)(2): Ongoing Compliance Reporting		Modified
280319	Section 15.30(a)(1): Ongoing Compliance Reporting		Modified
280318	Section 15.15(d)(1): Ongoing Compliance Reporting		Modified
280317	Section 15.15(b)(4): Ongoing Compliance Reporting		Modified
280316	Section 15.15(b)(3): Ongoing Compliance Reporting		Modified
280315	Section 15.15(b)(2): Ongoing Compliance Reporting		Modified
280314	Section 15.14(m): Ongoing Compliance Reporting		Modified
280313	Section 15.14(l)(2)(iii): Ongoing Compliance Reporting		Modified
280312	Section 15.14(l)(2)(ii): Ongoing Compliance Reporting		Modified
280311	Section 15.14(l)(1): Ongoing Compliance Reporting		Modified
280310	Section 15.14(k): Ongoing Compliance Reporting		Modified
280309	Section 15.14(j): Ongoing Compliance Reporting		Modified
280308	Section 15.14(i): Ongoing Compliance Reporting		Modified
280307	Section 15.14(h): Ongoing Compliance Reporting		Modified
280306	Section 15.13(b)(7)(ii): Ongoing Compliance Reporting		Modified
280305	Section 15.13(b)(7)(i): Ongoing Compliance Reporting		Modified
280304	Section 15.13(a)(10)(iii): Ongoing Compliance Reporting		Modified
280303	Section 15.13(a)(9)(iii): Ongoing Compliance Reporting		Modified
280302	Section 15.13(a)(9)(ii): Ongoing Compliance Reporting		Modified
280301	Section 15.13(a)(9)(i): Ongoing Compliance Reporting		Modified
280300	Section 15.13(a)(3): Ongoing Compliance Reporting		Modified
280299	Section 15.12(d)(2): Ongoing Compliance Reporting		Modified
280298	Section 15.12(d)(1): Ongoing Compliance Reporting		Modified
280297	Section 15.11(g)(4)(i): Ongoing Compliance Reporting		Modified
280296	Section 15.11(g)(1): Ongoing Compliance Reporting		Modified
280295	Section 15.11(e) Table: Ongoing Compliance Reporting		Modified
280294	Section 15.11(e)(2): Ongoing Compliance Reporting		Modified
280293	Section 15.11(a)(2): Ongoing Compliance Reporting		Modified
280292	Section 15.10(c)(5)(iii)(B): Ongoing Compliance Reporting		Modified
280291	Section 15.32(e)(1) and (2): Initial Set-up Disclosure		Modified
280290	Section 15.22(b): Initial Set-up Disclosure		Modified
280289	Section 15.14(l)(2)(i): Initial Set-up Disclosure		Modified
280288	Section 15.14(l): Initial Set-up Disclosure		Modified
280287	Section 15.12(e): Initial Set-up Disclosure		Modified
280285	Section 15.12(b): Initial Set-up Disclosure		Modified
280283	Section 15.11(e)(1): Initial Set-up Disclosure		Modified
280280	Section 15.41(c)(5): Initial Set-up Recordkeeping		Modified
280279	Section 15.41(a)(2)(ii): Initial Set-up Recordkeeping		Modified
280278	Section 15.22(c): Initial Set-up Recordkeeping		Modified
280277	Section 15.21(b)(2)(i): Initial Set-up Recordkeeping		Modified
280276	Section 15.21(b)(1): Initial Set-up Recordkeeping		Modified
280275	Section 15.15(b)(4)(ii): Initial Set-up Recordkeeping		Modified
280274	Section 15.15(b)(1)(i) and (ii): Initial Set-up Recordkeeping		Modified
280273	Section 15.14(l)(1): Initial Set-up Recordkeeping		Modified
280272	Section 15.14(g): Initial Set-up Recordkeeping		Modified
280271	Section 15.14(f): Initial Set-up Recordkeeping		Modified
280270	Section 15.13(b)(5): Initial Set-up Recordkeeping		Modified
280269	Section 15.13(b)(1), (2), (3), (4), (6), and (8): Initial Set-up Recordkeeping		Modified
280268	Section 15.13(a)(10)(ii)(D): Initial Set-up Recordkeeping		Modified
280261	Section 15.13(a)(6)(i)(D): Initial Set-up Recordkeeping		Modified
280260	Section 15.13(a)(5): Initial Set-up Recordkeeping		Modified
280259	Section 15.13(a)(2): Initial Set-up Recordkeeping		Modified
280258	Section 15.13(a)(1): Initial Set-up Recordkeeping		Modified
280257	Section 15.12(c): Initial Set-up Recordkeeping		Modified
280256	Section 15.11(f)(2): Initial Set-up Recordkeeping		Modified
280255	Section 15.11(f)(1): Initial Set-up Recordkeeping		Modified
280254	Section 15.11(a)(1): Initial Set-up Recordkeeping		Modified
280253	Section 15.42(c)(4): Initial Set-up Reporting		Modified
280252	Section 15.42(c)(2)(i): Initial Set-up Reporting		Modified
280251	Section 15.41(d)(4): Initial Set-up Reporting		Modified
280250	Section 15.41(d)(2): Initial Set-up Reporting		Modified
280249	Section 15.41(d)(1): Initial Set-up Reporting		Modified
280248	Section 15.41(c)(1)(ii): Initial Set-up Reporting		Modified
280247	Section 15.41(c)(1)(i): Initial Set-up Reporting		Modified
280246	Section15.41(b)(1)(iii): Initial Set-up Reporting		Modified
280245	Section 15.40(c)(5): Initial Set-up Reporting		Modified
280244	Section 15.32(g)(5): Initial Set-up Reporting		Modified
280243	Section 15.32(g)(2): Initial Set-up Reporting		Modified
280242	Section 15.32(e)(3)(iii): Initial Set-up Reporting		Modified
280241	Section 15.32(e)(3)(ii) Table: Initial Set-up Reporting		Modified
280240	Section 15.32(e)(3)(ii): Initial Set-up Reporting		Modified
280239	Section 15.32(e)(3)(i): Initial Set-up Reporting		Modified
280238	Section 15.32(b): Initial Set-up Reporting		Modified
280237	Section 15.32(a): Initial Set-up Reporting		Modified
280236	Section 15.31(b)(2)(ii): Initial Set-up Reporting		Modified
280235	Section 15.31(b)(2)(i): Initial Set-up Reporting		Modified
280234	Section 15.31(a)(3)(ii)(D)(1): Initial Set-up Reporting		Modified
280233	Section 15.30(g)(2): Initial Set-up Reporting		Modified
280232	Section 15.30(g)(1): Initial Set-up Reporting		Modified
280231	Section 15.30(f)(3): Initial Set-up Reporting		Modified
280230	Section 15.30(f)(1): Initial Set-up Reporting		Modified
280229	Section 15.30(b): Initial Set-up Reporting		Modified
280227	Section 15.30(a)(2): Initial Set-up Reporting		Modified
280225	Section 15.30(a)(1): Initial Set-up Reporting		Modified
280224	Section 15.15(d)(1): Initial Set-up Reporting		Modified
280223	Section 15.15(b)(4): Initial Set-up Reporting		Modified
280222	Section 15.15(b)(3): Initial Set-up Reporting		Modified
280221	Section 15.15(b)(2): Initial Set-up Reporting		Modified
280220	Section 15.14(m): Initial Set-up Reporting		Modified
280219	Section 15.14(l)(2)(iii): Initial Set-up Reporting		Modified
280218	Section 15.14(l)(2)(ii): Initial Set-up Reporting		Modified
280217	Section 15.14(l)(1): Initial Set-up Reporting		Modified
280216	Section 15.14(k): Initial Set-up Reporting		Modified
280215	Section 15.14(j): Initial Set-up Reporting		Modified
280214	Section 15.14(i): Initial Set-up Reporting		Modified
280213	Section 15.14(h): Initial Set-up Reporting		Modified
280212	Section 15.13(b)(7)(ii): Initial Set-up Reporting		Modified
280211	Section 15.13(b)(7)(i): Initial Set-up Reporting		Modified
280210	Section 15.13(a)(10)(iii): Initial Set-up Reporting		Modified
280209	Section 15.13(a)(9)(iii): Initial Set-up Reporting		Modified
280039	Section 15.13(a)(9)(ii): Initial Set-up Reporting		Modified
280038	Section 15.13(a)(9)(i): Initial Set-up Reporting		Modified
280037	Section 15.13(a)(3): Initial Set-up Reporting		Modified
280036	Section 15.12(d)(2): Initial Set-up Reporting		Modified
280035	Section 15.12(d)(1): Initial Set-up Reporting		Modified
280034	Section 15.11(g)(4)(i): Initial Set-up Reporting		Modified
280033	Section 15.11(g)(1): Initial Set-up Reporting		Modified
280032	Section 15.11(e) Table: Initial Set-up Reporting		Modified
280031	Section 15.11(e)(2): Initial Set-up Reporting		Modified
280030	Section 15.11(a)(2): Initial Set-up Reporting		Modified
280028	Section 15.10(c)(5)(iii)(B): Initial Set-up Reporting		Modified
280027	Section 15.10(c)(4)(iii): Initial Set-up Reporting		Removed

ICR Details

OMB Control No: 1557-0359	ICR Reference No: 202610-1557-003
Status: Received in OIRA	Previous ICR Reference No: 202604-1557-002
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Reporting, Recordkeeping, and Disclosure Requirements Associated with the GENIUS Act for the Issuance of Stablecoins by Entities Subject to the Jurisdiction of the OCC
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 11/05/2026

table that charts list comparision

	Requested	Previously Approved
Expiration Date	36 Months From Approved
Responses	8,413	0
Time Burden (Hours)	89,138	0
Cost Burden (Dollars)	0	0

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Abstract: This supporting statement is being filed in connection with a final rule that issues regulations to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act (12 U.S.C. 5901 et seq.) (GENIUS Act or the Act) regarding the issuance of payment stablecoins and certain related activities by entities subject to the OCC’s jurisdiction. The GENIUS Act was enacted on July 18, 2025. The Act establishes a regulatory framework for payment stablecoin activities. The Act generally prohibits any person other than a permitted payment stablecoin issuer from issuing a payment stablecoin in the United States. It further prohibits digital asset service providers from offering or selling a payment stablecoin to a person in the United States unless the issuer is a permitted payment stablecoin issuer or the issuer is a foreign payment stablecoin issuer that meets certain requirements. The Act sets forth various regulatory and licensing requirements for permitted payment stablecoin issuers and foreign payment stablecoin issuers.

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Authorizing Statute(s): US Code: 12 USC 5901 et seq. Name of Law: Guiding and Establishing National Innovation for U.S. Stablecoins
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1557-AF41	Final or interim final rulemaking	91 FR 67000	10/23/2026

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 164

table that charts list of burden

IC Title	Form No.	Form Name
Section 15.10(c)(4)(iii): Initial Set-up Reporting
Section 15.10(c)(5)(iii)(B): Initial Set-up Reporting
Section 15.10(c)(5)(iii)(B): Ongoing Compliance Reporting
Section 15.11(a)(1): Initial Set-up Recordkeeping
Section 15.11(a)(1): Ongoing Compliance Recordkeeping
Section 15.11(a)(2): Initial Set-up Reporting
Section 15.11(a)(2): Ongoing Compliance Reporting
Section 15.11(e) Table: Initial Set-up Reporting
Section 15.11(e) Table: Ongoing Compliance Reporting
Section 15.11(e)(1): Initial Set-up Disclosure
Section 15.11(e)(1): Ongoing Compliance Disclosure
Section 15.11(e)(2): Initial Set-up Reporting
Section 15.11(e)(2): Ongoing Compliance Reporting
Section 15.11(f)(1): Initial Set-up Recordkeeping
Section 15.11(f)(1): Ongoing Compliance Recordkeeping
Section 15.11(f)(2): Initial Set-up Recordkeeping
Section 15.11(f)(2): Ongoing Compliance Recordkeeping
Section 15.11(g)(1): Initial Set-up Reporting
Section 15.11(g)(1): Ongoing Compliance Reporting
Section 15.11(g)(4)(i): Initial Set-up Reporting
Section 15.11(g)(4)(i): Ongoing Compliance Reporting
Section 15.12(b): Initial Set-up Disclosure
Section 15.12(b): Ongoing Compliance Disclosure
Section 15.12(c): Initial Set-up Recordkeeping
Section 15.12(c): Ongoing Compliance Recordkeeping
Section 15.12(d)(1): Initial Set-up Reporting
Section 15.12(d)(1): Ongoing Compliance Reporting
Section 15.12(d)(2): Initial Set-up Reporting
Section 15.12(d)(2): Ongoing Compliance Reporting
Section 15.12(e): Initial Set-up Disclosure
Section 15.12(e): Ongoing Compliance Disclosure
Section 15.13(a)(1): Initial Set-up Recordkeeping
Section 15.13(a)(1): Ongoing Compliance Recordkeeping
Section 15.13(a)(10)(ii)(D): Initial Set-up Recordkeeping
Section 15.13(a)(10)(ii)(D): Ongoing Compliance Recordkeeping
Section 15.13(a)(10)(iii): Initial Set-up Reporting
Section 15.13(a)(10)(iii): Ongoing Compliance Reporting
Section 15.13(a)(2): Initial Set-up Recordkeeping
Section 15.13(a)(2): Ongoing Compliance Recordkeeping
Section 15.13(a)(3): Initial Set-up Reporting
Section 15.13(a)(3): Ongoing Compliance Reporting
Section 15.13(a)(5): Initial Set-up Recordkeeping
Section 15.13(a)(5): Ongoing Compliance Recordkeeping
Section 15.13(a)(6)(i)(D): Initial Set-up Recordkeeping
Section 15.13(a)(6)(i)(D): Ongoing Compliance Recordkeeping
Section 15.13(a)(9)(i): Initial Set-up Reporting
Section 15.13(a)(9)(i): Ongoing Compliance Reporting
Section 15.13(a)(9)(ii): Initial Set-up Reporting
Section 15.13(a)(9)(ii): Ongoing Compliance Reporting
Section 15.13(a)(9)(iii): Initial Set-up Reporting
Section 15.13(a)(9)(iii): Ongoing Compliance Reporting
Section 15.13(b)(1), (2), (3), (4), (6), and (8): Initial Set-up Recordkeeping
Section 15.13(b)(1), (2), (3), (4), (6), and (8): Ongoing Compliance Recordkeeping
Section 15.13(b)(5): Initial Set-up Recordkeeping
Section 15.13(b)(5): Ongoing Compliance Recordkeeping
Section 15.13(b)(7)(i): Initial Set-up Reporting
Section 15.13(b)(7)(i): Ongoing Compliance Reporting
Section 15.13(b)(7)(ii): Initial Set-up Reporting
Section 15.13(b)(7)(ii): Ongoing Compliance Reporting
Section 15.14(2)(i): Ongoing Compliance Disclosure
Section 15.14(f): Initial Set-up Recordkeeping
Section 15.14(f): Ongoing Compliance Recordkeeping
Section 15.14(g): Initial Set-up Recordkeeping
Section 15.14(g): Ongoing Compliance Recordkeeping
Section 15.14(h): Initial Set-up Reporting
Section 15.14(h): Ongoing Compliance Reporting
Section 15.14(i): Initial Set-up Reporting
Section 15.14(i): Ongoing Compliance Reporting
Section 15.14(j): Initial Set-up Reporting
Section 15.14(j): Ongoing Compliance Reporting
Section 15.14(k): Initial Set-up Reporting
Section 15.14(k): Ongoing Compliance Reporting
Section 15.14(l)(1): Initial Set-up Recordkeeping
Section 15.14(l)(1): Initial Set-up Reporting
Section 15.14(l)(1): Ongoing Compliance Recordkeeping
Section 15.14(l)(1): Ongoing Compliance Reporting
Section 15.14(l)(2)(i): Initial Set-up Disclosure
Section 15.14(l)(2)(ii): Initial Set-up Reporting
Section 15.14(l)(2)(ii): Ongoing Compliance Reporting
Section 15.14(l)(2)(iii): Initial Set-up Reporting
Section 15.14(l)(2)(iii): Ongoing Compliance Reporting
Section 15.14(l): Initial Set-up Disclosure
Section 15.14(l): Ongoing Compliance Disclosure
Section 15.14(m): Initial Set-up Reporting
Section 15.14(m): Ongoing Compliance Reporting
Section 15.15(b)(1)(i) and (ii): Initial Set-up Recordkeeping
Section 15.15(b)(1)(i) and (ii): Ongoing Compliance Recordkeeping
Section 15.15(b)(2): Initial Set-up Reporting
Section 15.15(b)(2): Ongoing Compliance Reporting
Section 15.15(b)(3): Initial Set-up Reporting
Section 15.15(b)(3): Ongoing Compliance Reporting
Section 15.15(b)(4)(ii): Initial Set-up Recordkeeping
Section 15.15(b)(4)(ii): Ongoing Compliance Recordkeeping
Section 15.15(b)(4): Initial Set-up Reporting
Section 15.15(b)(4): Ongoing Compliance Reporting
Section 15.15(d)(1): Initial Set-up Reporting
Section 15.15(d)(1): Ongoing Compliance Reporting
Section 15.21(b)(1): Initial Set-up Recordkeeping
Section 15.21(b)(1): Ongoing Compliance Recordkeeping
Section 15.21(b)(2)(i): Initial Set-up Recordkeeping
Section 15.21(b)(2)(i): Ongoing Compliance Recordkeeping
Section 15.22(b): Initial Set-up Disclosure
Section 15.22(b): Ongoing Compliance Disclosure
Section 15.22(c): Initial Set-up Recordkeeping
Section 15.22(c): Ongoing Compliance Recordkeeping
Section 15.30(a)(1): Initial Set-up Reporting
Section 15.30(a)(1): Ongoing Compliance Reporting
Section 15.30(a)(2): Initial Set-up Reporting
Section 15.30(a)(2): Ongoing Compliance Reporting
Section 15.30(b): Initial Set-up Reporting
Section 15.30(b): Ongoing Compliance Reporting
Section 15.30(f)(1): Initial Set-up Reporting
Section 15.30(f)(1): Ongoing Compliance Reporting
Section 15.30(f)(3): Initial Set-up Reporting
Section 15.30(f)(3): Ongoing Compliance Reporting
Section 15.30(g)(1): Initial Set-up Reporting
Section 15.30(g)(1): Ongoing Compliance Reporting
Section 15.30(g)(2): Initial Set-up Reporting
Section 15.30(g)(2): Ongoing Compliance Reporting
Section 15.31(a)(3)(ii)(D)(1): Initial Set-up Reporting
Section 15.31(a)(3)(ii)(D)(1): Ongoing Compliance Reporting
Section 15.31(b)(2)(i): Initial Set-up Reporting
Section 15.31(b)(2)(i): Ongoing Compliance Reporting
Section 15.31(b)(2)(ii): Initial Set-up Reporting
Section 15.31(b)(2)(ii): Ongoing Compliance Reporting
Section 15.32(a): Initial Set-up Reporting
Section 15.32(a): Ongoing Compliance Reporting
Section 15.32(b): Initial Set-up Reporting
Section 15.32(b): Ongoing Compliance Reporting
Section 15.32(e)(1) and (2): Initial Set-up Disclosure
Section 15.32(e)(1) and (2): Ongoing Compliance Disclosure
Section 15.32(e)(3)(i): Initial Set-up Reporting
Section 15.32(e)(3)(i): Ongoing Compliance Reporting
Section 15.32(e)(3)(ii) Table: Initial Set-up Reporting
Section 15.32(e)(3)(ii) Table: Ongoing Compliance Reporting
Section 15.32(e)(3)(ii): Initial Set-up Reporting
Section 15.32(e)(3)(ii): Ongoing Compliance Reporting
Section 15.32(e)(3)(iii): Initial Set-up Reporting
Section 15.32(e)(3)(iii): Ongoing Compliance Reporting
Section 15.32(g)(2): Initial Set-up Reporting
Section 15.32(g)(2): Ongoing Compliance Reporting
Section 15.32(g)(5): Initial Set-up Reporting
Section 15.32(g)(5): Ongoing Compliance Reporting
Section 15.40(c)(5): Initial Set-up Reporting
Section 15.40(c)(5): Ongoing Compliance Reporting
Section 15.41(a)(2)(ii): Initial Set-up Recordkeeping
Section 15.41(a)(2)(ii): Ongoing Compliance Recordkeeping
Section 15.41(b)(1)(iii): Ongoing Compliance Reporting
Section 15.41(c)(1)(i): Initial Set-up Reporting
Section 15.41(c)(1)(i): Ongoing Compliance Reporting
Section 15.41(c)(1)(ii): Initial Set-up Reporting
Section 15.41(c)(1)(ii): Ongoing Compliance Reporting
Section 15.41(c)(5): Initial Set-up Recordkeeping
Section 15.41(c)(5): Ongoing Compliance Recordkeeping
Section 15.41(d)(1): Initial Set-up Reporting
Section 15.41(d)(1): Ongoing Compliance Reporting
Section 15.41(d)(2): Initial Set-up Reporting
Section 15.41(d)(2): Ongoing Compliance Reporting
Section 15.41(d)(4): Initial Set-up Reporting
Section 15.41(d)(4): Ongoing Compliance Reporting
Section 15.42(c)(2)(i): Initial Set-up Reporting
Section 15.42(c)(2)(i): Ongoing Compliance Reporting
Section 15.42(c)(4): Initial Set-up Reporting
Section 15.42(c)(4): Ongoing Compliance Reporting
Section15.41(b)(1)(iii): Initial Set-up Reporting

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ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	8,413	0	0	8,442	-29	0
Annual Time Burden (Hours)	89,138	0	0	89,153	-15	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is the first time this data is being collected. There are no program changes or adjustments made to the information collection request at the time of submission.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/05/2026

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