OMB control number

Medicare Advantage Model of Care Submission Requirements (CMS-10565)

OMB 0938-1296 · HHS/CMS.

OMB 0938-1296

Medicare Advantage (MA) Special Needs Plans (SNPs) are required to submit Models of Care (MOCs) as a component of the MA application process. The Affordable Care Act (ACA) requires that all SNPs be approved by the National Committee for Quality Assurance (NCQA). This approval is based on NCQA’s evaluation of SNPs using MOC scoring guidelines developed by CMS and NCQA for the Secretary of the Department of Health and Human Services (DHHS). The MOC elements cover the following areas: MOC 1- Description of the SNP Population; MOC 2 - Care Coordination; MOC 3 - Provider Network; and MOC 4 - Quality Measurement & Performance Improvement. SNPs submit a MOC at time of their initial application and based on their scores, SNPs receive an approval for a period of 1, 2 or 3 years. After the approval period expires, SNPs are required to submit an updated MOC for review for their renewal process. CMS is also developing a MOC off-cycle revision process so that SNPs can revise the MOC to modify its processes and strategies for providing care during their MOC approval period. CMS will require that SNPs submit summaries of their MOC revisions to CMS for NCQA evaluation when a SNP makes significant changes to its MOC during the approval period. NCQA will review the summary of changes to verify that the revisions are consistent with the acceptable, high quality standards as included in the original approved MOC. CMS will begin collecting MOCs mid-January 2016 to coincide with the MA Application collection.

The latest form for Medicare Advantage Model of Care Submission Requirements (CMS-10565) expires 2028-12-31 and is listed under ICR 202506-0938-009.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form CMS-10565 Model of Care Requirements for Medicare Advantage Special Needs PlansForm
Form CMS-10565 Tracking Face-to-Face Encounters (all SNP types)Form
Form CMS-10565 Model of Care Requirements for Medicare Advantage Special Needs PlansForm
Form CMS-10565 Off-cycle SubmissionForm
Form CMS-10565 Model of Care Requirements for Medicare Advantage Special Needs PlansForm
Form CMS-10565 Initial, Renewal, and Re-SubmissionsForm
MOC PRA 30-comments and response_clean.docxSupplementary Document
PC_202506-0938-009_072325_041406_1.pdfPublic Comments
UHC Comments - Medicare Advantage Model of Care Submission Requirements_7.23.2025.pdfPublic Comments
CMS-10565 - Supporting Statement_clean.docxSupporting Statement A
CMS-10565 - Supporting Statement.docxSupporting Statement A
UHC Comments - Medicare Advantage Model of Care Submission Requirements.pdfPublic Comments
Trualta.pdf (document unavailable)Public Comments
Point32Health.pdf (document unavailable)Public Comments
Kaiser Permanente.pdf (document unavailable)Public Comments
Indiana Family and Social Services Administration.pdf (document unavailable)Public Comments
e Special Needs Plan Alliance.pdfPublic Comments
CalOptima Health.pdf (document unavailable)Public Comments
AmeriHealth Caritas- all sheets.pdfPublic Comments
MOC PRA 60-comments and response.docxSupplementary Document
MOC PRA 60-comments and response.docx Supplementary Document
Crosswalk Attachment A_CMS 10565 .docxSupplementary Document
Crosswalk Attachment .docx Supplementary Document
Training Information collection
Tracking Face-to-Face Encounters (all SNP types) Form
Tracking Face-to-Face Encounters (all SNP types) Form
Off-cycle Submission Form
Off-cycle Submission Form
Initial, Renewal, and Re-Submissions Form
Initial, Renewal, and Re-Submissions Form

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202506-0938-009 Reinstatement with change of a previously approved collection 2025-06-30
202105-0938-005 Revision of a currently approved collection 2021-08-31 Approved without change
202001-0938-008 Revision of a currently approved collection 2020-03-06 Comment filed on proposed rule and continue
201905-0938-021 Reinstatement with change of a previously approved collection 2019-05-31 Approved without change
201903-0938-014 Reinstatement without change of a previously approved collection 2019-04-01 Improperly submitted
201510-0938-002 New collection (Request for a new OMB Control Number) 2015-10-09 Approved with change

OMB Details

Initial, Renewal, and Re-Submissions

Federal Enterprise Architecture: Health - Health Care Services

Information collection instruments
FormNameElectronic accessType
Form CMS-10565Model of Care Requirements for Medicare Advantage Special Needs PlansFillable PrintableForm

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.