OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Employee Retirement Income Security Act Summary Annual Report Requirement

OMB 1210-0040 · DOL/EBSA.

OMB 1210-0040

ERISA Section 104(b)(3) and the regulation published at 29 CFR 2520.104b-10 require, with certain exceptions, that administrators of employee benefit plans furnish annually to each participant and certain beneficiaries a summary annual report (SAR) meeting the requirements of the statute and regulation. The regulation prescribes the content and format of the SAR and the timing of its delivery. The SAR provides current information about the plan and assists those who receive it in understanding the plan's current financial operation and condition. It also explains participants' and beneficiaries' rights to receive further information on these issues.

The latest form for Employee Retirement Income Security Act Summary Annual Report Requirement expires 2029-07-31 and is listed under ICR 202602-1210-002.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
1210-0040 SAR Supporting Statement 3-5-26.docxSupporting Statement A
SIFMA Comment Letter - DOL ICR renewal (1).pdfPublic Comments
2022 SAR - No Material-Nonsubstantive Change.docxJustification for No Material/Nonsubstantive Change
ERISA Summary Annual Report Requirement Other-Model Form for Pension Plans

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202602-1210-002 Extension without change of a currently approved collection 2026-03-11
202307-1210-003 No material or nonsubstantive change to a currently approved collection 2023-07-05 Approved without change
202212-1210-002 Revision of a currently approved collection 2023-02-24 Approved without change
202108-1210-011 Revision of a currently approved collection 2021-09-15 Comment filed on proposed rule and continue
202003-1210-005 Revision of a currently approved collection 2020-05-27 Approved without change
201909-1210-004 Revision of a currently approved collection 2019-10-23 Comment filed on proposed rule and continue
201902-1210-008 Extension without change of a currently approved collection 2019-04-30 Approved without change
201511-1210-001 Extension without change of a currently approved collection 2015-12-29 Approved without change
201205-1210-001 Extension without change of a currently approved collection 2012-08-03 Approved with change
200907-1210-002 Extension without change of a currently approved collection 2009-07-14 Approved without change
200605-1210-001 Extension without change of a currently approved collection 2006-05-10 Approved without change
200303-1210-002 Extension without change of a currently approved collection 2003-03-21 Approved without change
200011-1210-003 No material or nonsubstantive change to a currently approved collection 2000-11-30 Approved without change
199912-1210-001 Revision of a currently approved collection 1999-12-02 Approved without change
199911-1210-002 Revision of a currently approved collection 1999-11-09 Withdrawn and continue
199901-1210-002 Revision of a currently approved collection 1999-01-29 Approved without change
199809-1210-022 Extension without change of a currently approved collection 1998-09-30 Approved without change
199506-1210-013 Reinstatement with change of a previously approved collection 1995-06-30 Approved without change
199010-1210-002 Reinstatement with change of a previously approved collection 1990-10-04 Approved without change
198903-1210-001 Revision of a currently approved collection 1989-03-27 Approved without change
198808-1210-001 Reinstatement with change of a previously approved collection 1988-08-02 Approved without change
198505-1210-001 Revision of a currently approved collection 1985-05-14 Approved without change
198206-1210-001 New collection (Request for a new OMB Control Number) 1982-06-29 Approved without change