OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Prohibited Transaction Class Exemption for Certain Transactions Between Investment Companies and Employee Benefit Plans (PTE 1977-4)

OMB 1210-0049 ยท DOL/EBSA.

OMB 1210-0049

Prohibited Transaction Exemption 77-4 permits an employee benefit plan to purchase and sell shares of an open-end investment company (mutual fund) when a fiduciary with respect to the plan is also the investment advisor for the mutual fund.

The latest form for Prohibited Transaction Class Exemption for Certain Transactions Between Investment Companies and Employee Benefit Plans (PTE 1977-4) expires 2026-07-31 and is listed under ICR 202212-1210-004.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
1210-0049 PTE 77-4 SS 11-18-25.docxSupporting Statement A
AORequest.pdfSupplementary Document
Full Prospectus On Demand Other-Advisory Opinion
Summary Prospectus to Everyone Affected Other-Federal Register Notice

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202506-1210-001 Extension without change of a currently approved collection 2026-01-16
202212-1210-004 Extension without change of a currently approved collection 2023-01-03 Approved without change
201909-1210-005 Extension without change of a currently approved collection 2019-12-30 Approved with change
201607-1210-005 Extension without change of a currently approved collection 2016-08-17 Approved without change
201304-1210-009 Revision of a currently approved collection 2013-06-12 Approved without change
201101-1210-003 Extension without change of a currently approved collection 2011-04-08 Approved without change
200802-1210-002 Extension without change of a currently approved collection 2008-03-12 Approved without change
200502-1210-004 Extension without change of a currently approved collection 2005-02-28 Approved without change
200112-1210-003 Extension without change of a currently approved collection 2001-12-19 Approved without change
199809-1210-014 Extension without change of a currently approved collection 1998-09-30 Approved without change
199506-1210-005 Reinstatement with change of a previously approved collection 1995-06-26 Approved without change
199105-1210-001 Reinstatement with change of a previously approved collection 1991-05-14 Approved without change
198705-1210-003 Reinstatement with change of a previously approved collection 1987-05-19 Approved without change
198402-1210-002 New collection (Request for a new OMB Control Number) 1984-02-01 Approved without change

OMB Details

Summary Prospectus to Everyone Affected

Federal Enterprise Architecture: Income Security - General Retirement and Disability