CLASS EXEMPTION 77-4 FOR CERTAIN TRANSACTIONS BETWEEN INVESTMENT COMPANIES AND EMPLOYEE BENEFIT PLANS

ICR 198705-1210-003

OMB: 1210-0049

Federal Form Document

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Name
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No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
1210-0049 198705-1210-003
Historical Active 198402-1210-002
DOL/EBSA
CLASS EXEMPTION 77-4 FOR CERTAIN TRANSACTIONS BETWEEN INVESTMENT COMPANIES AND EMPLOYEE BENEFIT PLANS
Reinstatement with change of a previously approved collection   No
Regular
Approved without change 08/18/1987
Retrieve Notice of Action (NOA) 05/19/1987
  Inventory as of this Action Requested Previously Approved
02/28/1990 02/28/1990
18,150 0 0
1,633 0 0
0 0 0

THIS CLASS EXEMPTION EXEMPTS FROM THE PROHIBITED TRANSACTION RESTRICTIONS OF ERISA THE PURCHASE AND SALE BY AN EMPLOYEE BENEFIT PLAN OF SHARES OF A REGISTERED, OPEN-END MUTUAL FUND WHEN A FIDUCIARY WITH RESPECT TO THE PLAN (E.G., AN INVESTMENT MANAGER) IS ALSO INVESTMENT ADVISER FOR THE MUTUAL FUND.

None
None


No

1
IC Title Form No. Form Name
CLASS EXEMPTION 77-4 FOR CERTAIN TRANSACTIONS BETWEEN INVESTMENT COMPANIES AND EMPLOYEE BENEFIT PLANS

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 18,150 0 0 0 18,150 0
Annual Time Burden (Hours) 1,633 0 0 0 1,633 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/19/1987


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