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Federal forms, ICRs, and supporting documents

OMB control number

Market Risk Capital Requirements

OMB 3064-0178 · FDIC.

OMB 3064-0178

The FDIC’s market risk capital rules (12 CFR part 324, subpart F) enhance risk sensitivity, increase transparency through enhanced disclosures and include requirements for the public disclosure of certain qualitative and quantitative information about the market risk of state nonmember banks and state savings associations (covered FDIC-supervised institutions). The market risk rule applies only if a bank holding company or bank has aggregated trading assets and trading liabilities equal to 10 percent or more of quarter-end total assets or $1 billion or more (covered FDIC-supervised institutions). Currently, only one FDIC-regulated entity meets the criteria of the information collection requirements that are located at 12 CFR 324.203 through 324.212. The collection of information is necessary to ensure capital adequacy appropriate for the level of market risk.

The latest form for Market Risk Capital Requirements expires 2029-01-31 and is listed under ICR 202508-3064-004.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
FR2 0178 Market Risk Capital Requirements 90 FR 41392 August 25 2025.pdfSupplementary Document
FR2 0178 Market Risk Capital Requirements 90 FR 41392 August 25 2025.pdf Supplementary Document
FR1 0178 Market Risk Capital Requirements 90 FR 26584 June 23 2025.pdfSupplementary Document
FR1 0178 Market Risk Capital Requirements 90 FR 26584 June 23 2025.pdf Supplementary Document
SPST-0178 Market Risk Capital Requirements 2025 FINAL.docxSupporting Statement A
SPST-0178 Market Risk Capital Requirements 2025 FINAL.docxSupporting Statement A
Securitizations, 324.210(f)(1) Information collection
Stress testing, 324.209(c)(2) Information collection
Prior Approval for Certain Capital Standards Information collection
General Recordkeeping, 324.203(f) Information collection
Qualitative Disclosure, 324.212(d) Information collection
Disclosure Policy, 324.212(b) Information collection
Quantitative Disclosure, 324.212(c) (Mandatory) Information collection
Comprehensive risk measurement -- prior approval Information collection
Incremental risk model -- prior approval Information collection
Stressed VaR-based measure quantitative requirements Information collection
Back testing, 324.205(c) Information collection
Demonstrate appropriateness of proxies Information collection
Prior Approval Information collection
Active management of covered positions Information collection
Trading and Hedging Strategy, 324.203(a)(2) Information collection
Policies and Procedures Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202508-3064-004 Revision of a currently approved collection 2025-08-26
202309-3064-002 Revision of a currently approved collection 2023-09-18 Comment filed on proposed rule and continue
202204-3064-003 Revision of a currently approved collection 2022-07-19 Approved without change
201905-3064-002 Extension without change of a currently approved collection 2019-05-23 Approved without change
201510-3064-001 Extension without change of a currently approved collection 2016-02-24 Approved without change
201303-3064-001 Revision of a currently approved collection 2013-03-11 Approved without change
201206-3064-002 New collection (Request for a new OMB Control Number) 2012-08-13 Preapproved
201012-3064-003 New collection (Request for a new OMB Control Number) 2011-01-11 Comment filed on proposed rule

OMB Details

Policies and Procedures

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight