Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
SPST-0178 Market Risk Capital Requirements 2022 Revisions FINAL.docx	Supporting Statement A	Uploaded 2022-07-19	Repair queued
FR2 -0178 Market Risk Capital Requirements 87 FR 42723 July 18 2022.pdf	Supplementary Document	Uploaded 2022-07-18	Repair queued
FR1 -0178 Market Risk Capital Requirements 87 FR 25015 April 27 2022.pdf	Supplementary Document	Uploaded 2022-07-18	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
254695	Demonstrate Understanding of Securitization Positions and Performance		New
254694	Recordkeeping for Stress Tests		New
254693	Prior Approval for Certain Capital Standards		New
254692	Documentation of Internal Models and Other Activities		New
195655	Qualitative Market Risk Disclosures		Modified
195654	Quantitative disclosures for each portfolio of covered positions		Removed
195653	Disclosure policy		Unchanged
195652	Quantitative market risk disclosures		Unchanged
195651	Securitization positions		Removed
195650	Requirements for stress testing		Removed
195649	Comprehensive risk measurement -- prior approval		Unchanged
195648	Incremental risk model -- prior approval		Unchanged
195647	Modeled specific risk		Removed
195646	Stressed VaR-based measure quantitative requirements		Unchanged
195645	Retention of subportfolio information		Unchanged
195644	Demonstrate appropriateness of proxies		Unchanged
195643	Backtesting adjustments to risk-based capital ratio calculations		Removed
195642	Internal audit report		Removed
195641	Prior Written Approval to Use Internal Models		Modified
195640	Active management of covered positions		Unchanged
195639	Trading and hedging strategies		Unchanged
195637	Identification of trading positions		Unchanged

ICR Details

OMB Control No:	ICR Reference No:
Status:	Previous ICR Reference No:
Agency/Subagency:	Agency Tracking No:
Title:
Type of Information Collection:	Common Form ICR:
Type of Review Request:	Date Received in OIRA:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date
Responses	0	0	0
Time Burden (Hours)	0	0	0
Cost Burden (Dollars)	0	0	0

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Abstract:

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR?

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Number of Information Collection (IC) in this ICR: 0

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ICR Summary of Burden

table that charts list of burden

	Total	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	0	0	0	0	0	0
Annual Time Burden (Hours)	0	0	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion:

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion:

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods?

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.    

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.    

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?

Is this ICR related to the Pandemic Response?

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Common Form ICR: 

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date:

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