OMB control number
Standards for Safeguarding Customer Information ("Safeguards Rule")
OMB 3084-0171 · FTC.
OMB 3084-0171
The Federal Trade Commission (“FTC” or “Commission”) is finalizing proposed amendments to its Standards for Safeguarding Customer Information (“Safeguards Rule”), 16 CFR part 314, which require financial institutions to report to the Commission a notification event where unencrypted customer information involving 500 or more consumers is acquired without authorization.
The latest form for Standards for Safeguarding Customer Information ("Safeguards Rule") expires 2026-12-31 and is listed under ICR 202601-3084-002.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Justification for No Material and Non-Substantive Change to Reporting Form-2026.pdf | Justification for No Material/Nonsubstantive Change |
| Justification for No Material and Non-Substantive Change to Reporting Form-2026.pdf | Justification for No Material/Nonsubstantive Change |
| NOA.pdf | Supplementary Document |
| NOA.pdf | Supplementary Document |
| GLB Safeguards Rule_Supporting Statement 2023_Final.pdf | Supporting Statement A |
| GLB Safeguards Rule_Supporting Statement 2023_Final.pdf | Supporting Statement A |
 Reporting of Security Events |
Other-Form that will be made available on FTC website to facilit |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202601-3084-002 | No material or nonsubstantive change to a currently approved collection | 2026-01-27 | Approved without change | |
| 202311-3084-002 | New collection (Request for a new OMB Control Number) | 2023-11-13 | Approved with change | |
| 202012-3084-001 | New collection (Request for a new OMB Control Number) | 2021-12-09 | Comment filed on proposed rule |