Regulation I: Disclosure Requirements for Depository Institutions Lacking Federal Deposit Insurance (12 CFR 1009)

OMB 3170-0062

Regulation I applies to all depository institutions lacking Federal deposit insurance. It requires the disclosure of certain insurance-related information in periodic statements, account records, locations where deposits are normally received, and advertising. This part also requires such depository institutions to obtain a written acknowledgment from depositors regarding the institution’s lack of Federal deposit insurance.

The latest form for Regulation I: Disclosure Requirements for Depository Institutions Lacking Federal Deposit Insurance (12 CFR 1009) expires 2022-11-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3170-0062 (Regulation I Supporting Disclosure for Depository) Supporting Statement.docx Supporting Statement A
3170-0062 - 30-day FRN (Published).pdf Supplementary Document
3170-0062 - 60-day FRN (Published).pdf Supplementary Document
Regulation I Disclosure Requirements

All Historical Document Collections

202211-3170-001 Approved without change	Revision of a currently approved collection	2022-11-29
201908-3170-002 Approved without change	Extension without change of a currently approved collection	2019-08-26
201605-3170-013 Approved without change	Extension without change of a currently approved collection	2016-06-13
201603-3170-004 Approved without change	New collection (Request for a new OMB Control Number)	2016-03-23