OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 31a-1 under the Investment Company Act of 1940 (17 CFR 270.31a-1)

OMB 3235-0178 · SEC.

OMB 3235-0178

Rule 31a-1 imposes requirements concerning records to be maintained by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.

The latest form for Rule 31a-1 under the Investment Company Act of 1940 (17 CFR 270.31a-1) expires 2026-12-31 and is listed under ICR 202307-3235-023.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
3235-0178.pdf Supplementary Document
3235-0178.pdf Supplementary Document
Rule 31a-1 Extension (Supporting Statement) (2023) .pdfSupporting Statement A
Rule 31a-1 Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202307-3235-023 Extension without change of a currently approved collection 2023-11-13 Approved without change
202009-3235-004 Extension without change of a currently approved collection 2020-12-09
201707-3235-007 Extension without change of a currently approved collection 2018-02-23 Approved without change
201409-3235-046 Extension without change of a currently approved collection 2014-11-20 Approved without change
201108-3235-022 Extension without change of a currently approved collection 2011-09-21 Approved without change
200808-3235-005 Extension without change of a currently approved collection 2008-12-15 Approved without change
200602-3235-001 Extension without change of a currently approved collection 2006-02-06 Approved without change
200301-3235-016 Extension without change of a currently approved collection 2003-01-29 Approved without change
200002-3235-008 Extension without change of a currently approved collection 2000-02-18 Approved without change
199701-3235-007 Extension without change of a currently approved collection 1997-01-02 Approved without change
199401-3235-009 Revision of a currently approved collection 1994-01-27 Approved without change
199302-3235-016 Revision of a currently approved collection 1993-02-02 Approved without change
199005-3235-005 Revision of a currently approved collection 1990-05-18 Approved without change
198705-3235-002 Revision of a currently approved collection 1987-05-08 Approved without change
198610-3235-015 No material or nonsubstantive change to a currently approved collection 1986-10-27 Approved with change
198401-3235-006 Reinstatement with change of a previously approved collection 1984-01-31 Approved without change
198305-3235-009 Extension without change of a currently approved collection 1983-05-09 Approved without change
198207-3235-010 Extension without change of a currently approved collection 1982-07-27 Approved without change
198110-3235-037 New collection (Request for a new OMB Control Number) 1981-10-23 Approved without change