Rule 31a-1 under the Investment Company Act of 1940 (17 CFR 270.31a-1)

OMB 3235-0178

OMB 3235-0178

Rule 31a-1 imposes requirements concerning records to be maintained by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.

The latest form for Rule 31a-1 under the Investment Company Act of 1940 (17 CFR 270.31a-1) expires 2021-04-30 and can be found here.

Latest Forms, Documents, and Supporting Material
All Historical Document Collections
Extension without change of a currently approved collection 2020-12-09
Approved without change
Extension without change of a currently approved collection 2018-02-23
Approved without change
Extension without change of a currently approved collection 2014-11-20
Approved without change
Extension without change of a currently approved collection 2011-09-21
Approved without change
Extension without change of a currently approved collection 2008-12-15
Approved without change
Extension without change of a currently approved collection 2006-02-06
Approved without change
Extension without change of a currently approved collection 2003-01-29
Approved without change
Extension without change of a currently approved collection 2000-02-18
Approved without change
Extension without change of a currently approved collection 1997-01-02
Approved without change
Revision of a currently approved collection 1994-01-27
Approved without change
Revision of a currently approved collection 1993-02-02
Approved without change
Revision of a currently approved collection 1990-05-18
Approved without change
Revision of a currently approved collection 1987-05-08
Approved with change
No material or nonsubstantive change to a currently approved collection 1986-10-27
Approved without change
Reinstatement with change of a previously approved collection 1984-01-31
Approved without change
Extension without change of a currently approved collection 1983-05-09
Approved without change
Extension without change of a currently approved collection 1982-07-27
Approved without change
New collection (Request for a new OMB Control Number) 1981-10-23

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