RECORDS TO BE MAINTAINED BY REGISTERED INVESTMENT COMPANIES, CERTAIN MAJORITY-OWNED SUBSIDIARIES THEREOF, AND OTHER.... -- RULE 31A-1 UNDER THE INVESTMENT COMPANY ACT OF 1940

ICR 199401-3235-009

OMB: 3235-0178

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0178 199401-3235-009
Historical Active 199302-3235-016
SEC
RECORDS TO BE MAINTAINED BY REGISTERED INVESTMENT COMPANIES, CERTAIN MAJORITY-OWNED SUBSIDIARIES THEREOF, AND OTHER.... -- RULE 31A-1 UNDER THE INVESTMENT COMPANY ACT OF 1940
Revision of a currently approved collection   No
Regular
Approved without change 04/19/1994
Retrieve Notice of Action (NOA) 01/27/1994
  Inventory as of this Action Requested Previously Approved
03/31/1997 03/31/1997 03/31/1996
3,497 0 3,497
12,612,000 0 12,600,000
0 0 0

RULE 31A-1 REQUIRES INVESTMENT COMPANY REGISTRANTS TO KEEP CERTAIN BOOKS AND RECORDS WHICH ARE THE BASIS FOR THEIR FINANCIAL STATEMENTS AND A RECORD OF THEIR OPERATIONAL ACTIVITIES SO THAT THESE ACTIVITIES CAN BE EXAMINED BY COMMISSION PERSONNEL FOR COMPLIANCE.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3,497 3,497 0 0 0 0
Annual Time Burden (Hours) 12,612,000 12,600,000 0 12,000 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/27/1994


© 2024 OMB.report | Privacy Policy