Records To Be Maintained By Registered Investment Companies, Certain Majority-owned Subsidiaries Thereof, And Other.... -- Rule 31a-1 Under The Investment Company Act Of 1940

RECORDS TO BE MAINTAINED BY REGISTERED INVESTMENT COMPANIES, CERTAIN MAJORITY-OWNED SUBSIDIARIES THEREOF, AND OTHER.... -- RULE 31A-1 UNDER THE INVESTMENT COMPANY ACT OF 1940

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0178 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	RECORDS TO BE MAINTAINED BY REGISTERED INVESTMENT COMPANIES, CERTAIN MAJORITY-OWNED SUBSIDIARIES THEREOF, AND OTHER.... -- RULE 31A-1 UNDER THE INVESTMENT COMPANY ACT OF 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,497	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	3,497	0	3,497
Annual IC Time Burden (Hours)	12,612,000	12,000	12,600,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.