Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7)

OMB 3235-0479

Rule 15c2-7 makes it unlawful for a broker-dealer to furnish a quotation for a security to an inter-dealer-quotation system unless certain enumerated conditions are met.

The latest form for Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7) expires 2021-03-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0479.pdf Supplementary Document
3235-0479.pdf Supplementary Document
Supporting Statement_Rule 15c2-7 2023 DGL REVISED.pdf Supporting Statement A
3235-0479 30 Day Notice.pdf Supplementary Document
3235-0479 60 Day Notice.pdf Supplementary Document
Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7)

All Historical Document Collections

202310-3235-011	Extension without change of a currently approved collection	2023-12-29
202008-3235-005	Extension without change of a currently approved collection	2020-12-01
201709-3235-016 Approved without change	Extension without change of a currently approved collection	2018-02-15
201409-3235-008 Approved without change	Extension without change of a currently approved collection	2015-02-12
201109-3235-015 Approved without change	Extension without change of a currently approved collection	2012-01-03
200810-3235-010 Approved without change	Extension without change of a currently approved collection	2009-01-06
200603-3235-016 Approved without change	Extension without change of a currently approved collection	2006-03-22
200303-3235-011 Approved without change	Extension without change of a currently approved collection	2003-03-20
199911-3235-011 Approved without change	Extension without change of a currently approved collection	1999-11-03
199611-3235-003 Approved without change	Existing collection in use without an OMB Control Number	1996-11-20