OMB control number
Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7)
OMB 3235-0479 · SEC.
OMB 3235-0479
Rule 15c2-7 makes it unlawful for a broker-dealer to furnish a quotation for a security to an inter-dealer-quotation system unless certain enumerated conditions are met.
The latest form for Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7) expires 2027-03-31 and is listed under ICR 202310-3235-011.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0479.pdf | Supplementary Document |
| 3235-0479.pdf | Supplementary Document |
| Supporting Statement_Rule 15c2-7 2023 DGL REVISED.pdf | Supporting Statement A |
| 3235-0479 30 Day Notice.pdf | Supplementary Document |
| 3235-0479 60 Day Notice.pdf | Supplementary Document |
 Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7) |
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