OMB control number
Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7)
OMB 3235-0479 · SEC.
OMB 3235-0479
Rule 15c2-7 makes it unlawful for a broker-dealer to furnish a quotation for a security to an inter-dealer-quotation system unless certain enumerated conditions are met.
The latest form for Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7) expires 2027-03-31 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Supplementary Document |
 3235-0479.pdf (document unavailable) Supplementary Document |
| Supporting Statement_Rule 15c2-7 2023 DGL REVISED.pdf (document unavailable) Supporting Statement A |
Supplementary Document |
Supplementary Document |
Rule 15c2-7, Identification of Quotations (17 CFR 240.15c2-7) All Historical Document Collections
| Extension without change of a currently approved collection | 2023-12-29 | ||
| Extension without change of a currently approved collection | 2020-12-01 | ||
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Approved without change |
Extension without change of a currently approved collection | 2018-02-15 | |
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Approved without change |
Extension without change of a currently approved collection | 2015-02-12 | |
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Approved without change |
Extension without change of a currently approved collection | 2012-01-03 | |
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Approved without change |
Extension without change of a currently approved collection | 2009-01-06 | |
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Approved without change |
Extension without change of a currently approved collection | 2006-03-22 | |
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Approved without change |
Extension without change of a currently approved collection | 2003-03-20 | |
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Approved without change |
Extension without change of a currently approved collection | 1999-11-03 | |
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Approved without change |
Existing collection in use without an OMB Control Number | 1996-11-20 |