Identification of Quotations -- Rule 15c2-7; 17 CFR 240.15c2-7

ICR 199911-3235-011

OMB: 3235-0479

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0479 199911-3235-011
Historical Active 199611-3235-003
SEC
Identification of Quotations -- Rule 15c2-7; 17 CFR 240.15c2-7
Extension without change of a currently approved collection   No
Regular
Approved without change 03/17/2000
Retrieve Notice of Action (NOA) 11/03/1999
  Inventory as of this Action Requested Previously Approved
06/30/2003 06/30/2003 03/31/2000
900 0 20
11 0 1
0 0 0

Rule 15c2-7 makes it unlawful for a broker-dealer to furnish a quotation for a security to an inter-dealer-quotation-system unless certain enumerated conditions are met.

None
None


No

1
IC Title Form No. Form Name
Identification of Quotations -- Rule 15c2-7; 17 CFR 240.15c2-7

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 900 20 0 0 880 0
Annual Time Burden (Hours) 11 1 0 0 10 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/03/1999


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