Filing and Amendment of National Market System Plans (17 CFR 242.608)

OMB 3235-0500

OMB 3235-0500

Rule 608, 17 CFR 242.608, under the Securities Exchange Act of 1934, as amended, provides that self-regulatory organizations may, acting jointly, file a national market system plan or may propose an amendment to an effective national market system plan by submitting the text of the plan or amendment to the Secretary of the Commission, together with a statement of the purpose of such plan or amendment and, to the extent applicable, the documents and information required by paragraphs (b)(4) and (5) of the rule.

The latest form for Filing and Amendment of National Market System Plans (17 CFR 242.608) expires 2024-01-31 and can be found here.

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New NMS Plans

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight


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