Rule 608 - Filing and Amendment of National Market System Plans (17 CFR 242.608)

OMB 3235-0500

OMB 3235-0500

Rule 608, 17 CFR 242.608, under the Securities Exchange Act of 1934, as amended, provides that self-regulatory organizations may, acting jointly, file a national market system plan or may propose an amendment to an effective national market system plan by submitting the text of the plan or amendment to the Secretary of the Commission, together with a statement of the purpose of such plan or amendment and, to the extent applicable, the documents and information required by paragraphs (b)(4) and (5) of the rule.

The latest form for Rule 608 - Filing and Amendment of National Market System Plans (17 CFR 242.608) expires 2024-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material
Document
Name
Supplementary Document
Supplementary Document
Supporting Statement A
Supplementary Document
Supplementary Document
Supplementary Document
All Historical Document Collections
Approved without change
 Extension without change of a currently approved collection 2023-09-29
Extension without change of a currently approved collection 2020-11-09
Approved with change
 Reinstatement with change of a previously approved collection 2020-05-21
Approved without change
 Revision of a currently approved collection 2005-03-07
Approved without change
 Extension without change of a currently approved collection 2004-03-17
Approved without change
 Extension without change of a currently approved collection 2001-01-30
Approved without change
 Existing collection in use without an OMB Control Number 1998-02-18
OMB Details

New NMS Plans

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

© 2024 OMB.report | Privacy Policy