Filing and Amendment of National Market System Plans (17 CFR 240. 11Aa3-2)

ICR 200101-3235-013

OMB: 3235-0500

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
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ICR Details
3235-0500 200101-3235-013
Historical Active 199802-3235-003
SEC
Filing and Amendment of National Market System Plans (17 CFR 240. 11Aa3-2)
Extension without change of a currently approved collection   No
Regular
Approved without change 03/12/2001
Retrieve Notice of Action (NOA) 01/30/2001
  Inventory as of this Action Requested Previously Approved
05/31/2004 05/31/2004 03/31/2001
8 0 6
267 0 200
0 0 0

Rule 11Aa3-2, 17 CFR 240.11Aa3-2, under the Securities Exchange Act of 1934, as amended, provides that self-regulatory organizations may, acting jointly, file a national market system plan or may propose an amendment to an effective national market system plan by submitting the text of the plan or amendment to the Secretary of the Commission, together with a statement of the purpose of such plan or amendment and, to the extent applicable, the documents and information required by paragraphs (b)(4) and (5) of Rule 11Aa3-2.

None
None


No

1
IC Title Form No. Form Name
Filing and Amendment of National Market System Plans (17 CFR 240. 11Aa3-2)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8 6 0 0 2 0
Annual Time Burden (Hours) 267 200 0 0 67 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/30/2001


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