OMB control number

Reports To Be Made by Certain Brokers and Dealerrs, Year 2000 Problem -- Rule 17a-5(e)(5), 17 CFR 240.17a-5(e)(5)

OMB 3235-0511 · SEC.

OMB 3235-0511

Latest Forms, Documents, and Supporting Material

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
199810-3235-006 Revision of a currently approved collection 1998-10-07 Approved without change
199806-3235-001 New collection (Request for a new OMB Control Number) 1998-06-19 Approved without change