OMB control number
Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act of 1940, Custody of Investment Company Assets with A Foreign Securities Depository
OMB 3235-0529 · SEC.
OMB 3235-0529
Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act of 1940 governs the custody of the assets of registered management investment companies (“funds”) with a foreign securities depository outside the United States. The rule requires the fund to receive from its primary custodian an initial risk analysis of the foreign depository arrangements. Additionally, the rule requires the fund to receive from its global custodian an analysis of custody risks and to be notified of any materials changes to custody risks.
The latest form for Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act of 1940, Custody of Investment Company Assets with A Foreign Securities Depository expires 2029-06-30 and is listed under ICR 202512-3235-007.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 20260303_3235-0529_2026-04150_91 FR 10434_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 20251212_3235-0529_2025-22650_90 FR 57794_60-Day Collection Notice.pdf | Supplementary Document |
| Supporting Statement_Rule 17f-7 (2025).pdf | Supporting Statement A |
 Rule 17f-7 - Investment Adviser Requirements |
Information collection |
| Rule 17f-7 - Global Custodian Requirements |
Information collection |
All Historical Document Collections
OMB Details
Rule 17f-7 - Investment Adviser Requirements
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight