Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act of 1940, Custody of Investment Company Assets with A Foreign Securities Depository 

ICR 201702-3235-002

OMB: 3235-0529

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2017-05-03
IC Document Collections
ICR Details
3235-0529 201702-3235-002
Historical Active 201402-3235-029
SEC IM-270-470
Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act of 1940, Custody of Investment Company Assets with A Foreign Securities Depository 
Extension without change of a currently approved collection   No
Regular
Approved without change 06/30/2017
Retrieve Notice of Action (NOA) 05/03/2017
  Inventory as of this Action Requested Previously Approved
06/30/2020 36 Months From Approved 09/30/2017
7,996 0 7,564
63,216 0 60,624
0 0 0

Rule 17f-7 sets certain requirements for maintaining the assets of a registered management investment company with a foreign securities depository.

US Code: 15 USC 80a-17(f) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  82 FR 11393 02/22/2017
82 FR 20408 05/01/2017
No

2
IC Title Form No. Form Name
Rule 17f-7 - Investment Adviser Requirements
Rule 17f-7 - Global Custodian Requirements

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 7,996 7,564 0 0 432 0
Annual Time Burden (Hours) 63,216 60,624 0 0 2,592 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The estimated hourly burden associated with rule 17f-7 has increased from 60,624 to 63,216 (an increase of 2,592 hours). The increase is due to an increase in the estimated number of investment advisers making responses under rule 17f-7.

$0
No
No
No
No
No
Uncollected
John Foley 202 551-6724

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/03/2017


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