Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans

OMB 3235-0562

Rule 17d-1 prohibits certain joint transactions unless an application regarding the transaction has been filed with the Commission and has been granted by order.

The latest form for Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans expires 2023-08-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0562.pdf Supplementary Document
3235-0562.pdf Supplementary Document
Rule 17d-1 (2023) Supporting Statement.pdf Supporting Statement A
Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans

All Historical Document Collections

202212-3235-011 Approved without change	Extension without change of a currently approved collection	2023-03-17
202004-3235-020 Approved without change	Extension without change of a currently approved collection	2020-07-09
201611-3235-021 Approved without change	Extension without change of a currently approved collection	2017-04-25
201403-3235-007 Approved without change	Extension without change of a currently approved collection	2014-03-18
201102-3235-015 Approved without change	Extension without change of a currently approved collection	2011-04-15
200708-3235-036 Approved without change	Extension without change of a currently approved collection	2008-05-13
200506-3235-016 Approved without change	Extension without change of a currently approved collection	2005-06-09
200205-3235-004 Approved without change	New collection (Request for a new OMB Control Number)	2002-05-06