Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans

OMB 3235-0562

OMB 3235-0562

Rule 17d-1 prohibits certain joint transactions unless an application regarding the transaction has been filed with the Commission and has been granted by order.

The latest form for Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans expires 2023-08-31 and can be found here.

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