Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans

ICR 201102-3235-015

OMB: 3235-0562

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2011-04-15
Supplementary Document
2011-02-17
ICR Details
3235-0562 201102-3235-015
Historical Active 200708-3235-036
SEC IM-270-505
Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans
Extension without change of a currently approved collection   No
Regular
Approved without change 05/26/2011
Retrieve Notice of Action (NOA) 04/15/2011
  Inventory as of this Action Requested Previously Approved
05/31/2014 36 Months From Approved 08/31/2011
8 0 4
1,232 0 616
745,048 0 93,131

Rule 17d-1 permits a registered investment company and its portfolio affiliates to engage in joint transactions that would otherwise be prohibited.

US Code: 15 USC 80a-17(d) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  76 FR 7595 02/14/2011
76 FR 21415 04/15/2011
No

1
IC Title Form No. Form Name
Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8 4 0 0 4 0
Annual Time Burden (Hours) 1,232 616 0 0 616 0
Annual Cost Burden (Dollars) 745,048 93,131 0 0 651,917 0
No
No
Rule 17d-1 has a current annual burden of 616 hours. The hour burden associated with rule 17d-1 has increased by a total of 616 hours to a total of 1232 hours since our last analysis. The increase in estimated total annual burden hours associated with the rule is due to an increase in the number of funds that filed applications for exemption under rule 17d-1. The estimated cost burden of $93,131 has increased to $745,048. This increase in cost burden is due to an increase in the number of funds that filed applications for exemptions under rule 17d-1.

$0
No
No
No
No
No
Uncollected
Anu Dubey 202 551-6792

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/15/2011


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