OMB control number
Form N-Q--Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
OMB 3235-0578 · SEC.
OMB 3235-0578
Form N-Q (17 CFR 249.332 and 274.130) is a reporting form used by registered management investment companies, other than small business investment companies registered on Form N-5 (“funds”), under Section 30(b) of the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) (“Investment Company Act”) and Sections 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). Pursuant to Rule 30b1-5 under the Investment Company Act, funds are required to file quarterly reports with the Commission on Form N-Q not more than 60 days after the close of the first and third quarters of each fiscal year containing their complete portfolio holdings.
The latest form for Form N-Q--Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company expires 2022-02-28 and is listed under ICR 201807-3235-008.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0578: Form N-Q filings
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Latest Forms, Documents, and Supporting Material
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All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202604-3235-010 | Reinstatement without change of a previously approved collection | 2026-06-26 | ||
| 201807-3235-008 | Extension without change of a currently approved collection | 2018-11-13 | Approved without change | |
| 201506-3235-009 | Extension without change of a currently approved collection | 2015-12-15 | Approved without change | |
| 201211-3235-028 | Extension without change of a currently approved collection | 2012-11-30 | Approved without change | |
| 200912-3235-007 | Extension without change of a currently approved collection | 2010-03-02 | Approved without change | |
| 200907-3235-009 | Revision of a currently approved collection | 2009-07-21 | Preapproved | |
| 200611-3235-015 | Extension without change of a currently approved collection | 2007-02-15 | Approved without change | |
| 200403-3235-014 | Revision of a currently approved collection | 2004-03-16 | Approved without change | |
| 200301-3235-009 | New collection (Request for a new OMB Control Number) | 2003-01-14 | Approved without change |