Form N-Q--Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form SEC2455 Form N-Q--Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company	Form	Modified	Repair queued
Supporting Statement.doc	Supporting Statement A	Uploaded 2009-07-17	Available
SEC2455(N-Q).pdf	Supplementary Document	Uploaded 2007-02-15	Available
Form N-Q Statutory Authority.doc	Supplementary Document	Uploaded 2007-02-15	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
35431	Form N-Q--Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company	Form	Modified

ICR Details

OMB Control No: 3235-0578	ICR Reference No: 200907-3235-009
Status: Historical Inactive	Previous ICR Reference No: 200611-3235-015
Agency/Subagency: SEC	Agency Tracking No: IM-270-519
Title: Form N-Q--Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Preapproved	Conclusion Date: 08/25/2009
	Date Received in OIRA: 07/21/2009
Terms of Clearance: Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2012	36 Months From Approved	04/30/2010
Responses	16,000	0	17,926
Time Burden (Hours)	162,000	0	188,223
Cost Burden (Dollars)	0	0	0

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Abstract: Form N-Q is a reporting form under Section 13 and 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) in addition to the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) that requires a registered management investment company to file its complete portfolio schedule as of the end of tis first and third fiscal quarters with the Commission.

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Authorizing Statute(s): US Code: 15 USC 78a Name of Law: Sections 13 and 15(d) of the Securities Exchange Act of 1934
   US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3235-AK33	Proposed rulemaking	74 FR 32688	07/08/2009

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Form N-Q--Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company	SEC2455	Form N-Q

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ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	16,000	17,926	0	-1,926	0	0
Annual Time Burden (Hours)	162,000	188,223	0	-26,223	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Regulations

Short Statement: The Commission is proposing amendments to rules that govern money market funds that would, among other things, 1) require money market funds to report portfolio holdings and other information on new Form N-MFP and 2) remove the requirement for money market funds to report portfolio holdings on Form N-Q under Rule 30b1-5.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/21/2009

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