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OMB control number

Rule 12d1-1 Exemptions for Investments in Money Market Funds

OMB 3235-0584 · SEC.

OMB 3235-0584

Rule 12d1-1 exempts registered investment companies from the limitations in sections 12(d)(1)(A) and (B) of the Investment Company Act for investments in registered money market funds and unregistered funds operated as registered money market funds.

The latest form for Rule 12d1-1 Exemptions for Investments in Money Market Funds expires 2027-11-30 and is listed under ICR 202406-3235-018.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
89 FR 72445 (OMB No. 3235-0584).pdf Supplementary Document
89 FR 54575 (OMB 3235-0584).pdf Supplementary Document
Supporting Statement_Rule 12d1-1 (2024).pdfSupporting Statement A
Rule 12d1-1 Exemptions for Investments in Money Market Funds Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202406-3235-018 Extension without change of a currently approved collection 2024-09-05
202103-3235-007 Extension without change of a currently approved collection 2021-06-09 Approved without change
201801-3235-008 Extension without change of a currently approved collection 2018-04-24 Approved without change
201501-3235-002 Extension without change of a currently approved collection 2015-07-14 Approved without change
201203-3235-015 Extension without change of a currently approved collection 2012-04-23 Approved without change
200903-3235-010 Extension without change of a currently approved collection 2009-06-08 Approved without change
200611-3235-006 No material or nonsubstantive change to a currently approved collection 2006-11-09 Approved without change
200608-3235-006 Extension without change of a currently approved collection 2006-09-11 Approved without change
200310-3235-009 New collection (Request for a new OMB Control Number) 2003-10-07 Approved without change