Rule 12d1-1 (17 CFR 270.12d1-1) under the Investment Company Act of 1940, Exemptions for investments in money market funds

ICR 200903-3235-010

OMB: 3235-0584

Federal Form Document

Forms and Documents
Document
Name
Status
Justification for No Material/Nonsubstantive Change
2006-11-09
Supplementary Document
2006-08-31
Supplementary Document
2006-08-31
Supporting Statement A
2006-08-31
Supplementary Document
2006-08-31
ICR Details
3235-0584 200903-3235-010
Historical Active 200611-3235-006
SEC IM-270-526
Rule 12d1-1 (17 CFR 270.12d1-1) under the Investment Company Act of 1940, Exemptions for investments in money market funds
Extension without change of a currently approved collection   No
Regular
Approved without change 08/17/2009
Retrieve Notice of Action (NOA) 06/08/2009
  Inventory as of this Action Requested Previously Approved
08/31/2012 36 Months From Approved 11/30/2009
10,713 0 7,508
80,714 0 57,131
11,400 0 8,000

Rule 12d1-1 exempts registered investment companies from the limitations in sections 12(d)(1)(A) and (B) of the Investment Company Act for investments in registered money market funds and unregistered funds operated to be registered money market funds.

US Code: 15 USC 80a-6c Name of Law: Investment Company Act of 1940
   US Code: 15 USC 80a-12(d)(1)(J) Name of Law: Investment Company Act of 1940
   US Code: 15 USC 80a-37(a) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  74 FR 13274 03/26/2009
74 FR 27204 06/08/2009
No

1
IC Title Form No. Form Name
Rule 12d1-1 (17 CFR 270.12d1-1) under the Investment Company Act of 1940, Exemptions for investments in money market funds

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10,713 7,508 0 0 3,205 0
Annual Time Burden (Hours) 80,714 57,131 0 0 23,583 0
Annual Cost Burden (Dollars) 11,400 8,000 0 0 3,400 0
No
No
The increase in hours and in costs is attributable to increased estimates of the number of unregistered money market funds in which other funds invest.

$0
No
No
Uncollected
Uncollected
No
Uncollected
Adam Glazer 202 551-6792

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/08/2009


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