Rule 239

OMB 3235-0687

Rule 239 would apply to registered or exempt clearing agencies on the proposed exemption from the registration requirements of the Securities Act of 1933.

The latest form for Rule 239 expires 2022-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Rule 239 Supporting Statement.2022.pdf Supporting Statement A
Rule 239.30 Day.FederalRegisterNotice.01-11-2022.pdf Supplementary Document
Rule 239.60 Day.FederalRegisterNotice.11-15-2021.pdf Supplementary Document
Rule 239

All Historical Document Collections

202202-3235-006 Approved without change	Extension without change of a currently approved collection	2022-02-09
201810-3235-035 Approved without change	Extension without change of a currently approved collection	2018-10-23
201409-3235-009 Approved without change	Extension without change of a currently approved collection	2015-07-21
201204-3235-012 Approved without change	New collection (Request for a new OMB Control Number)	2012-04-12
201107-3235-002 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2011-07-08