OMB control number
Rule 239
OMB 3235-0687 ยท SEC.
OMB 3235-0687
Rule 239 would apply to registered or exempt clearing agencies on the proposed exemption from the registration requirements of the Securities Act of 1933.
The latest form for Rule 239 expires 2028-05-31 and is listed under ICR 202412-3235-016.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 2025 03 04_90 FR 11200_3235-0687_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 2024 12 26_89 FR 105153_3235-0687_60-Day Collection Notice.pdf | Supplementary Document |
| Rule 239 Supporting Statement.Final.2025.v.pdf | Supporting Statement A |
 Rule 239 |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202412-3235-016 | Extension without change of a currently approved collection | 2025-03-04 | ||
| 202202-3235-006 | Extension without change of a currently approved collection | 2022-02-09 | Approved without change | |
| 201810-3235-035 | Extension without change of a currently approved collection | 2018-10-23 | Approved without change | |
| 201409-3235-009 | Extension without change of a currently approved collection | 2015-07-21 | Approved without change | |
| 201204-3235-012 | New collection (Request for a new OMB Control Number) | 2012-04-12 | Approved without change | |
| 201107-3235-002 | New collection (Request for a new OMB Control Number) | 2011-07-08 | Comment filed on proposed rule |