Rule 239

ICR 201409-3235-009

OMB: 3235-0687

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2015-07-21
IC Document Collections
IC ID
Document
Title
Status
198425
Modified
ICR Details
3235-0687 201409-3235-009
Historical Active 201204-3235-012
SEC CF 270-637
Rule 239
Extension without change of a currently approved collection   No
Regular
Approved without change 10/06/2015
Retrieve Notice of Action (NOA) 07/21/2015
  Inventory as of this Action Requested Previously Approved
10/31/2018 36 Months From Approved 10/31/2015
120 0 120
180 0 180
24,000 0 24,000

Rule 239 would apply to registered or exempt clearing agencies on the proposed exemption from the registration requirements of the Securities Act of 1933.

US Code: 15 USC 77s, 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78l(h), 78w(a), 78mm Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77ddd(d) Name of Law: Trust Indenture Act of 1939
  
None

Not associated with rulemaking

  80 FR 21785 04/20/2015
80 FR 42151 07/16/2015
No

1
IC Title Form No. Form Name
Rule 239

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 120 120 0 0 0 0
Annual Time Burden (Hours) 180 180 0 0 0 0
Annual Cost Burden (Dollars) 24,000 24,000 0 0 0 0
No
No

$0
No
No
No
No
No
Uncollected
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/21/2015


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