OMB control number

Rule 17Ab2-2 - Determinations Affecting Covered Clearing Agencies

OMB 3235-0728 · SEC.

OMB 3235-0728

The Commission establishes procedures for the Commission to make a determination, either of its own initiative or upon application by any clearing agency or member of a clearing agency, whether a covered clearing agency should be considered systemically important in multiple jurisdictions and for the Commission to determine whether any of the activities of a clearing agency providing central counterparty services have a more complex risk profile.

The latest form for Rule 17Ab2-2 - Determinations Affecting Covered Clearing Agencies expires 2029-03-31 and is listed under ICR 202511-3235-003.

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202511-3235-003 Extension without change of a currently approved collection 2026-01-28 Approved without change
202209-3235-006 Extension without change of a currently approved collection 2022-11-19 Approved without change
201909-3235-012 Extension without change of a currently approved collection 2019-12-19 Approved without change
201609-3235-015 New collection (Request for a new OMB Control Number) 2016-10-25 Approved without change
201506-3235-005 New collection (Request for a new OMB Control Number) 2015-06-24 Comment filed on proposed rule