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Rule 18a-9 – Quarterly Security Counts to be Made by Certain Security-Based Swap Dealers
OMB 3235-0752
OMB.report
SEC
OMB 3235-0752
OMB 3235-0752
Latest Forms, Documents, and Supporting Material
Document
Name
3235-0752 (Rule 18a-9) Supporting Statement - Adopting Release.pdf
Supporting Statement A
Securities Count Program
All Historical Document Collections
202104-3235-005
Approved without change
New collection (Request for a new OMB Control Number)
2021-05-05
201609-3235-004
Comment filed on proposed rule
New collection (Request for a new OMB Control Number)
2016-09-09
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