Information Collection Request
Rule 18a-9 – Quarterly Security Counts to be Made by Certain Security-Based Swap Dealers
ICR 202404-3235-004 · OMB 3235-0752 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0752.pdf |
Supplementary Document | Uploaded 2024-06-17 | Repair queued |
| 3235-0752.pdf |
Supplementary Document | Uploaded 2024-06-17 | Repair queued |
| 2024 Rule 18a-9 Supporting Statement.pdf |
Supporting Statement A | Uploaded 2024-04-05 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 223470 |  Securities Count Program |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0752 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202104-3235-005 |
| Agency Tracking No | TM-270-771 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |