OMB control number
Transaction Fee Pilot for NMS Stocks
OMB 3235-0761 ยท SEC.
OMB 3235-0761
The Securities & Exchange Commission is adopting rules to institute a pilot to assess the effect that exchange transaction fees may have on order routing behavior, execution quality, and market quality.
The latest form for Transaction Fee Pilot for NMS Stocks expires 2022-04-30 and is listed under ICR 201812-3235-006.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 TFP Final Rule Supporting Statement (Dec. 21, 2018).pdf | Supporting Statement A |
 Order Routing Data |
Information collection |
| Exchange Transaction Fee Summaries |
Information collection |
| Pilot Securities Exchange Lists and Pilot Securities Change Lists |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 201812-3235-006 | New collection (Request for a new OMB Control Number) | 2019-02-21 | Approved without change | |
| 201709-3235-015 | New collection (Request for a new OMB Control Number) | 2018-03-26 | Comment filed on proposed rule |
OMB Details
Pilot Securities Exchange Lists and Pilot Securities Change Lists
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight