Transaction Fee Pilot for NMS Stocks

OMB 3235-0761

OMB 3235-0761

The Securities & Exchange Commission is adopting rules to institute a pilot to assess the effect that exchange transaction fees may have on order routing behavior, execution quality, and market quality.

The latest form for Transaction Fee Pilot for NMS Stocks expires 2022-04-30 and can be found here.

OMB Details

Pilot Securities Exchange Lists and Pilot Securities Change Lists

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

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