The Securities & Exchange Commission is adopting rules to institute a pilot to assess the effect that exchange transaction fees may have on order routing behavior, execution quality, and market quality.
The latest form for Transaction Fee Pilot for NMS Stocks expires 2022-04-30 and can be found here.
Approved without change
|New collection (Request for a new OMB Control Number)||2019-02-21|
Comment filed on proposed rule
|New collection (Request for a new OMB Control Number)||2018-03-26|
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight