Regulation ATS Rule 304 and Form ATS-N

OMB 3235-0763

OMB 3235-0763

The Commission is adopting amendments to Regulation ATS, which include new Rule 304 and Form ATS-N for alternative trading systems that trade in ATS stocks.

The latest form for Regulation ATS Rule 304 and Form ATS-N expires 2021-09-30 and can be found here.

SEC filings made via the EDGAR database are searchable on, along with a feed of the latest filings for OMB 3235-0763: Form ATS-N filings .

OMB Details

Form ATS-N - Initial Operation Report

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form Form ATS-NForm and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.

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