Information Collection Request
Regulation ATS Rule 304 and Form ATS-N
ICR 202306-3235-022 · OMB 3235-0763 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0763 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form Form ATS-N Form ATS-N - Cessation of Operations Report |
Form and Instruction | Modified | Repair queued |
| Form Form ATS-N Form ATS-N - Amendments |
Form and Instruction | Modified | Repair queued |
| Form Form ATS-N Form ATS-N - Initial Operation Report |
Form and Instruction | Modified | Repair queued |
 3235-0763-- 2023 Rule 304 revised Supporting Statement re ATS proposal.pdf |
Supporting Statement A | Uploaded 2023-07-07 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 260784 |  Initial Form ATS-N - One-time burden related to 2022 ATS Proposed Rulemaking |
New | ||
| 232236 | Public Posting on NMS Stock ATS's website (Rule 304) |
Modified | ||
| 232232 | Form ATS-N - Cessation of Operations Report |
Form and Instruction | Modified | |
| 232230 | Form ATS-N - Amendments |
Form and Instruction | Modified | |
| 232229 | Form ATS-N - Initial Operation Report |
Form and Instruction | Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0763 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202109-3235-014 |
| Agency Tracking No | TM-270-451 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |