Rule 139b Disclosure of Standardized Performance

OMB 3235-0769

Rule 139b extends the safe harbor under rule 139 of the Securities Act to research reports for covered investment funds.

The latest form for Rule 139b Disclosure of Standardized Performance expires 2022-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0769.pdf Supplementary Document
3235-0769.pdf Supplementary Document
Rule 139b (2022) Supporting Statement.pdf Supporting Statement A
Rule 139b Disclosure of Standardized Performance

All Historical Document Collections

202207-3235-011 Approved without change	Extension without change of a currently approved collection	2022-09-18
201909-3235-019 Approved without change	New collection (Request for a new OMB Control Number)	2019-10-29
201907-3235-030 Withdrawn	Existing collection in use without an OMB Control Number	2019-08-07
201902-3235-022 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2019-04-09