OMB control number

Market Data Infrastructure

OMB 3235-0778 · SEC.

OMB 3235-0778

The Securities and Exchange Commission amended 17 CFR 242, Rules 600 and 603 and adopted new Rule 614 of Regulation National Market System under the Securities Exchange Act of 1934 to update the national market system for the collection, consolidation, and dissemination of information with respect to quotations for and transactions in national market system stocks (“NMS information”). Specifically, the Commission expanded the content of NMS information that is required to be collected, consolidated, and disseminated as part of the national market system under Regulation NMS and amended the method by which such NMS information is collected, calculated, and disseminated by introducing a decentralized consolidation model where competing consolidators replace the exclusive securities information processors.

The latest form for Market Data Infrastructure expires 2027-05-31 and is listed under ICR 202309-3235-011.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
Document	Type
Form CC Form CC	Form and Instruction
3235-0778.pdf	Supplementary Document
3235-0778.pdf	Supplementary Document
Suporting Statement _ Market Data Infrastructure Rule 2024 DGL REVISED.pdf	Supporting Statement A
Public Posting of Form CC- Ongoing	Information collection
Form CC Amendment- Ongoing	Information collection
SRO Market Data	Information collection
NMS Plans Amendment	Information collection
Competing Consolidator Monthly Reports	Information collection
Competing Consolidator Recordkeeping	Information collection
Public Post of Form CC- Initial	Information collection
Competing Consolidator Duties and Data Collection - SROs	Information collection
Competing Consolidator Duties and Data Collection - New Entrants	Information collection
Competing Consolidator Duties and Data Collection - SIPs	Information collection
Competing Consolidator Duties and Data Collection - Broker-Dealers	Information collection
Competing Consolidator Duties and Data Collection - Market Data Aggregation	Information collection
Form CC Cessation	Information collection
Form CC Amendment- Initial	Information collection
Form CC	Form and Instruction

All Historical Document Collections

Historical document collections
Reference	Filing	Received	Action
202309-3235-011	Extension without change of a currently approved collection	2024-04-18	Approved without change
202305-3235-029	Revision of a currently approved collection	2023-06-15	Comment filed on proposed rule and continue
202103-3235-009	New collection (Request for a new OMB Control Number)	2021-04-26	Approved without change
202003-3235-020	New collection (Request for a new OMB Control Number)	2020-04-08	Comment filed on proposed rule

OMB Details

Form CC

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
Form	Name	Electronic access	Type
Form CC	Form CC	Fillable Fileable Signable	Form and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.