OMB control number
Market Data Infrastructure
OMB 3235-0778 · SEC.
The Securities and Exchange Commission amended 17 CFR 242, Rules 600 and 603 and adopted new Rule 614 of Regulation National Market System under the Securities Exchange Act of 1934 to update the national market system for the collection, consolidation, and dissemination of information with respect to quotations for and transactions in national market system stocks (“NMS information”). Specifically, the Commission expanded the content of NMS information that is required to be collected, consolidated, and disseminated as part of the national market system under Regulation NMS and amended the method by which such NMS information is collected, calculated, and disseminated by introducing a decentralized consolidation model where competing consolidators replace the exclusive securities information processors.
The latest form for Market Data Infrastructure expires 2027-05-31 and can be found here.
Document Name |
|---|
Form and Instruction |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Form CC Form CC
3235-0778.pdf
Public Posting of Form CC- Ongoing |
Approved without change |
Extension without change of a currently approved collection | 2024-04-18 | |
|
Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2023-06-15 | |
|
Approved without change |
New collection (Request for a new OMB Control Number) | 2021-04-26 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2020-04-08 |
Form CC
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
| Form CC | Form CC | Fillable Fileable Signable | Form and instruction |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.