Information Collection Request

Market Data Infrastructure

ICR 202305-3235-029 · OMB 3235-0778 · Received in OIRA

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0778 can be found here:

Forms and Documents

Forms and supporting documents for this ICR
Document	Type	Status	Availability
Form CC Form CC	Form and Instruction	Modified	Repair queued
3235-0778 Suporting Statement (2022 Proposed Partial Revision).pdf	Supporting Statement A	Uploaded 2023-06-15	Available

Information collection document groups
IC ID	Collection	Type	Status
260613	SRO Market Data -- Round lot and minimum pricing increment indicators		New
260611	SRO Market Data -- Odd-lot information to exclusive SIPs		New
246459	Public Posting of Form CC- Ongoing		Unchanged
246458	Form CC Amendment- Ongoing		Modified
240875	SRO Market Data		Modified
240874	NMS Plans Amendment		Modified
240873	Competing Consolidator Monthly Reports		Modified
240872	Competing Consolidator Recordkeeping		Modified
240871	Public Post of Form CC- Initial		Unchanged
240870	Competing Consolidator Duties and Data Collection - SROs		Unchanged
240869	Competing Consolidator Duties and Data Collection - New Entrants		Unchanged
240868	Competing Consolidator Duties and Data Collection - SIPs		Unchanged
240867	Competing Consolidator Duties and Data Collection - Broker-Dealers		Unchanged
240866	Competing Consolidator Duties and Data Collection - Market Data Aggregation		Unchanged
240865	Form CC Cessation		Modified
240864	Form CC Amendment- Initial		Modified
240863	Form CC	Form and Instruction	Modified

Record metadata
Status	Received in OIRA
Agency/Subagency	SEC
OMB Control No	3235-0778
Type of Information Collection	Revision of a currently approved collection
Previous ICR Reference No	202103-3235-009
Agency Tracking No	TM-270-823
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31