OMB
.report
Search
Market Data Infrastructure -- Rule 614(d)(9)
OMB 3235-0794
OMB.report
SEC
OMB 3235-0794
OMB 3235-0794
Latest Forms, Documents, and Supporting Material
Document
Name
Market Data Infrastructure -- Rule 614(d)(9) (Submitted for OMB Review).pdf
Supporting Statement A
Identification of de minimis events required by Rule 614(d)(9)(iii)(B) and (C) - ongoing burden
Identification of de minimis events required by Rule 614(d)(9)(iii)(B) and (C) - initial burden
Corrective action required by Rule 614(d)(9)(iii)(A) - ongoing burden
Corrective action required by Rule 614(d)(9)(iii)(A) - initial burden
Dissemination of updates required by Rule 614(d)(9)(iii)(B) - ongoing burden
Dissemination of information required by Rule 614(d)(9)(iii)(B) - ongoing burden
Systems intrusion and disruption updates required by Rule 614(d)(9)(iii)(C) – ongoing burden
Systems intrusion and disruption notifications required by Rule 614(d)(9)(iii)(C) – ongoing burden
Mandate participation in certain testing required by 614(d)(9)(iv) - ongoing burden
Mandate participation in certain testing required by 614(d)(9)(iv) - initial burden
Policies and procedures required by Rule 614(d)(9)(ii)(C) - ongoing burden
Policies and procedures required by Rule 614(d)(9)(ii)(C) - initial burden
Policies and procedures required by Rule 614(d)(9)(ii)(B) - ongoing burden
Policies and procedures required by Rule 614(d)(9)(ii)(A) – initial burden
All Historical Document Collections
202207-3235-031
Comment filed on proposed rule
New collection (Request for a new OMB Control Number)
2022-07-28
© 2024 OMB.report |
Privacy Policy