Market Data Infrastructure -- Rule 614(d)(9)

ICR 202410-3235-011

OMB: 3235-0794

Federal Form Document

Forms and Documents
ICR Details
3235-0794 202410-3235-011
Received in OIRA 202207-3235-031
SEC
Market Data Infrastructure -- Rule 614(d)(9)
New collection (Request for a new OMB Control Number)   No
Regular 10/25/2024
  Requested Previously Approved
36 Months From Approved
24 0
1,011 0
16,233 0

The Commission adopted Rule 614(d)(9) for competing consolidators that do not meet a revenue threshold that will imposes obligations which are substantially similar to certain Regulation SCI requirements.

US Code: 17 USC 78a et seq Name of Law: Securities Exchange Act of 1934
  
None

3235-AM61 Final or interim final rulemaking 86 FR 18596 04/09/2021

No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 24 0 0 24 0 0
Annual Time Burden (Hours) 1,011 0 0 1,011 0 0
Annual Cost Burden (Dollars) 16,233 0 0 16,233 0 0
Yes
Changing Regulations
No
The Commission adopted a new rule with information collection requirements. The requirements are discussed in more detail in the attached Supporting Statement.

$630,927
No
    No
    No
No
No
No
No
An Phan 202 551-6848

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/25/2024


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