OMB control number
Rule 17Ad-27
OMB 3235-0799 ยท SEC.
OMB 3235-0799
Rule 17Ad-27 under the Exchange Act, 17 CFR 240.17Ad-27, requires a clearing agency that is a central matching service provider to establish policies and procedures reasonably designed to facilitate straight-through processing and to file an annual report regarding progress with respect to straight-through processing. The purpose of the information collection is to ensure that central matching service providers facilitate the ongoing development of operational and technological improvements associated with the straight-through processing of institutional trades.
The latest form for Rule 17Ad-27 expires 2029-08-31 and is listed under ICR 202604-3235-006.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0799_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 3235-0799_60-Day Collection Notice.pdf | Supplementary Document |
| 3235-0799 Supporting Statement (2026 Extension).pdf | Supporting Statement A |
 Rule 17Ad-27 |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202604-3235-006 | Extension without change of a currently approved collection | 2026-06-26 | ||
| 202304-3235-008 | New collection (Request for a new OMB Control Number) | 2023-04-06 | Approved without change | |
| 202210-3235-030 | New collection (Request for a new OMB Control Number) | 2022-10-28 | Comment filed on proposed rule |